After many years of heated debate over whether January 26 is an appropriate date to celebrate Australia Day — with some councils and other groups shifting away from it — the tide appears to be turning among some groups.
Some local councils, such as Geelong in Victoria, are reversing recent policy and embracing January 26 as a day to celebrate with nationalistic zeal.
They are likely emboldened by what they perceive as an ideological shift occurring more generally in Australia and around the world.
But what of young people? Are young Australians really becoming more conservative and nationalistic, as some are claiming? For example, the Institute for Public Affairs states that “despite relentless indoctrination taking place at schools and universities”, their recent survey showed a 10 percent increase in the proportion of 18-24 year olds who wanted to celebrate Australia Day.
However, the best evidence suggests that claims of a shift towards conservatism among young people are unsupported.
The statement “we should not celebrate Australia Day on January 26” was featured in the Deakin Contemporary History Survey in 2021, 2023, and 2024.
Respondents were asked to indicate their agreement level. The Deakin survey is a repeated cross-sectional study conducted using the Life in Australia panel, managed by the Social Research Centre. This is a nationally representative online probability panel with more than 2000 respondents for each Deakin survey.
Robust social survey
With its large number of participants, weighting and probability selection, the Life in Australia panel is arguably Australia’s most reliable and robust social survey.
The Deakin Contemporary History Survey consists of several questions about the role of history in contemporary society, hence our interest in whether or how Australians might want to celebrate a national day.
Since 1938, when Aboriginal leaders first declared January 26 a “Day of Mourning”, attitudes to this day have reflected how people in Australia see the nation’s history, particularly about the historical and contemporary dispossession and oppression of Aboriginal and Torres Strait Islander people.
In 2023, we found support for Australia Day on January 26 declined slightly from 2021, and wondered if a more significant change in community sentiment was afoot.
With the addition of the 2024 data, we find that public opinion is solidifying — less a volatile “culture war” and more a set of established positions. Here is what we found:
This figure shows that agreement (combining “strongly agree” and “agree”) with not celebrating Australia Day on January 26 slightly increased in 2023, but returned to the earlier level a year later.
Likewise, disagreement with the statement (again, combining “strongly disagree” and “disagree”) slightly dipped in 2023, but in 2024 returned to levels observed in 2021. “Don’t know” and “refused” responses have consistently remained below 3 percent across all three years. Almost every Australian has a position on when we should celebrate Australia Day, if at all.
Statistical factors
The 2023 dip might reflect a slight shift in public opinion or be due to statistical factors, such as sampling variability. Either way, public sentiment on this issue seems established.
As Gunai/Kurnai, Gunditjmara, Wiradjuri and Yorta Yorta writer Nayuka Gorrie and Amangu Yamatji woman associate professor Crystal McKinnon have written, the decline in support for Australia Day is the result of decades of activism by Indigenous people.
Though conservative voices have become louder since the failure of the Voice Referendum in 2023, more than 40 percent of the population now believes Australia Day should not be celebrated on January 26.
In addition, the claim of a significant swing towards Australia Day among younger Australians is unsupported.
In 2024, as in earlier iterations of our survey, we found younger Australians (18–34) were more likely to agree that Australia Day should not be celebrated on January 26. More than half of respondents in that age group (53 percent) supported that change, compared to 39 percent of 35–54-year-olds, 33 percent of 55–74-year-olds, and 29 percent of those aged 75 and older.
Conversely, disagreement increases with age. We found 69 percent of those aged 75 and older disagreed, followed by 66 percent of 55–74-year-olds, 59 percent of 35–54-year-olds, and 43 percent of 18–34-year-olds. These trends suggest a steady shift, indicating that an overall majority may favour change within the next two decades.
What might become of Australia Day? We asked those who thought we should not celebrate Australia Day on January 26 what alternative they preferred the most.
Among those who do not want to celebrate Australia Day on January 26, 36 percent prefer replacing it with a new national day on a different date, while 32 percent favour keeping the name but moving it to a different date.
A further 13 percent support keeping January 26 but renaming it to reflect diverse history, and 8 percent advocate abolishing any national day entirely. Another 10 percent didn’t want these options, and less than 1 peecent were unsure.
A lack of clarity
If the big picture suggests a lack of clarity — with nearly 58 percent of the population wanting to keep Australia Day as it is, but 53 percent of younger Australians supporting change — then the task of finding possible alternatives to the status quo seems even more clouded.
Gorrie and McKinnon point to the bigger issues at stake for Indigenous people: treaties, land back, deaths in custody, climate justice, reparations and the state removal of Aboriginal children.
Yet, as our research continues to show, there are few without opinions on this question, and we should not expect it to recede as an issue that animates Australians.
This story was reported with the Norwegian Broadcasting Corporation. Read their story here
On an early morning in late July, a luxury expedition cruise ship, boasting the latest in high-end Arctic travel, made a slow approach to the docks of Ny-Ålesund, a remote settlement in Norway’s Svalbard Islands.
At 79 degrees north latitude, Ny-Ålesund is the northernmost inhabited outpost on Earth. Isolated in the Arctic’s desolate winter, it hosts just 30 year-round residents.
Newayer, a Chinese travel agency, chartered the vessel for 183 tourists from Hong Kong, Shanghai, and Beijing. Each passenger paid at least $13,000 for a two-week “Three Arctic Islands” tour, marketed as an exclusive opportunity to reach the “top of the Earth,” complete with “the luxury of Chinese hospitality.”
Clad in matching red jackets bearing a polar bear logo, the travelers disembarked at their first stop: China’s Yellow River Research Station in Ny-Ålesund.
There they marked the 20th anniversary of the station – one of several research facilities established on Svalbard by different nations. More than 100 Chinese tourists waved national flags beneath a Chinese Communist Party-style banner hung on the research station’s door. The travel agency’s blog likened the celebration to “raising the Chinese national flag during the Olympics.”
Among the participants, a woman in a People’s Liberation Army, or PLA, uniform was seen saluting and posing for photos. A PLA Ground Force patch is visible on her right arm, two professional cameras are slung over her shoulders.
This photo from an internal Norwegian government document seen by RFA and NRK shows a woman in a People’s Liberation Army uniform saluting during ceremonies to mark the 20th anniversary of China’s Yellow River Research Station in Svalbard, Norway.
The episode has raised serious alarm in Norway, according to experts and government discussions reviewed by RFA and NRK. Military function and symbolism on Svalbard is highly restricted, and a treaty that governs foreign presence on the island forbids military activity.
Yet Chinese interests have blatantly disregarded these prohibitions, in what experts say is a prime example of China’s increasing willingness to push the bounds of legal acceptability to exert its influence and power.
Indeed, RFA and NRK can reveal that at least eight tourists on the cruise were PLA veterans, with at least one still appearing to hold an on-going (though not active duty) role with the Chinese armed forces. The PLA-linked tourists participated in a co-ordinated display of nationalism in the Arctic while on board their cruise ship and on Svalbard.
The jingoistic displays align with what experts regard as “gray zone” tactics employed by Beijing, in which blurry lines between civilian and military actions are exploited to exert influence.
It comes as China-watchers warn that the West is ill-prepared to address the geopolitical consequences of this flexing of power.
“The big picture of China’s ambitions in the Arctic is that it reflects a clear, long-term strategic goal: China wants to be a significant presence in the Arctic,” says Isaac Kardon, a senior fellow for China Studies at the Carnegie Endowment for International Peace, a Washington D.C. think tank.
Since declaring itself a “near-Arctic state” in 2018—despite lacking territorial claims—China has steadily built its presence through legal, military, commercial, and individual channels.
Svalbard has become the latest frontline.
An Arctic Battleground for Great Powers
A remote Norwegian archipelago roughly twice the size of Hawaii, Svalbard lies less than 1,000 kilometers from the North Pole, some 650 kilometers north of mainland Norway.
Svalbard, Norway, April 5, 2023.
A land of dramatic peaks and glaciers, its location is of strategic as well as scientific importance. Its proximity to Russia’s Kola Peninsula—home to the Russian Northern Fleet and nuclear submarines—positions it as a critical focal point for military and resource interests.
Radar data collected from Svalbard can aid in missile trajectory calculations and satellite calibration. Experts caution that, in the event of a war, missile routes could increasingly traverse the Arctic skies—covering the shortest distance from Beijing to Washington.
“The role Svalbard might play in a large-scale conflict involving the Arctic cannot be ignored,” warns a recentreport from the Center for Strategic and International Studies.
“If tensions with the United States continue to worsen, the Arctic becomes the only other viable route (for China) to Europe for significant volumes of energy,” says Kardon.
As melting ice opens up new shipping lanes, the waters around Svalbard are set to become even more pivotal in global trade and shifting geopolitical dynamics.
In the face of these changes, governance of Svalbard– until now a sleepy affair– has come into focus.
A 1920 treaty granted Norway sovereignty over the archipelago while allowing signatory nations to engage in peaceful scientific and economic activities. The treaty prohibits any “warlike purposes,” and gives Norway authority to enforce these restrictions on the islands.
Russia has had a decades-long presence, first with mining operations during the Cold War. Today, there is still an active mining town, Barentsburg, and a Russian research station.
Lion statues adorn the entrance of China’s Yellow River Research Station in Ny-Ålesund, Svalbard, Norway, April 6, 2023.
China joined the Svalbard Treaty in 1925 but didn’t establish a scientific presence until 2004; the founding of the Yellow River Research Station marked a significant step forward in its Arctic ambitions.
According to China’s official website, the station supports scientific observation, monitoring, and research in glaciology, and conducts research in ecology, space physics, atmospheric studies, and geographic information. Its goal is to “contribute to global efforts in addressing climate change and other challenges,” the website says.
Not everyone is convinced that it is all benign.
“The fact is, when we’re talking about Russia and China, we are talking about authoritarian states. There’s no such thing really as a completely civilian, independent agency, especially one with very strong strategic implications,” says Marc Lanteigne, a Political Science professor at The Arctic University of Norway.
“Any activity, regardless of how civilian in nature it is, will produce information which will get back to the Chinese military.”
Last year, Russia held what Norwegian officials described as a militaristic parade in Barentsburg—something never before seen on Svalbard—in support of Moscow’s troops in Ukraine. Dozens of trucks, tractors, and snowmobiles moved through the town waving Russian flags. A Russian company was fined for unauthorized use of a Mi-8 helicopter that flew overhead.
Norway is concerned about the rise of Russian—and now Chinese—nationalist displays on the island, says Lanteigne.
An internal report from the Norwegian Polar Institute raised the alarm over the celebration in front of the Chinese research station.
An internal report from the Norwegian Polar Institute, the governing authority on Svalbard Island, sounded alarm over the high-profile July celebration staged by the cruise ship tourists in front of the Chinese research station.
The report, seen by RFA and NRK, found the activities “particularly problematic” as they showed a clear disregard for regulations. A month before the event, Norwegian authorities had explicitly denied the station permission to hang a celebratory banner given its nationalistic nature– but the station displayed it anyway, with Chinese scientists photographed posing in front of it.
The Institute noted that tourists appeared “well-prepared” with Chinese flags and stickers, and that photographs were organized in such a way that “it is likely that the photos will be used by the Chinese authorities.”
A woman at the Svalbard celebration wore a Chinese People’s Liberation Army Type 21 uniform and cap, center photo, and arm patches signifying the PLA and PLA ground forces, right photo.
It made specific mention of the woman in the military fatigues, which they identified as PLA garb. The report noted that the authority was unsure what to do.
Camilla Brekke, Director of the Norwegian Polar Institute later told RFA and NRK: “New Ålesund is a Norwegian research station, and we do not see it as useful for the various institutions that rent premises there to hang banners, as we want a unified research nation.”
“It would not be a successful practice if various research institutions in Ny-Ålesund start hanging such banners on the houses they rent.”
Some experts fear the government has been caught on the back foot.
“I get the feeling that the Norwegian government is still playing catch-up on this,” says Lanteigne.
This photo from an internal Norwegian government document seen by RFA and NRK shows Chinese tourists holding a banner by the entrance to the Yellow River Research Station in Svalbard, Norway, July 2024.
The government’s overall silence about its geopolitics has consequencesaccording to Andreas Østhagen, a Senior Fellow at The Arctic Institute think tank. “When it comes to Svalbard and foreign and security policy, Norway’s strategy has been to sit quietly and do nothing,” he wrote.
“The less frank and transparent Norway is about issues pertaining to Svalbard, the more misunderstandings and conspiracy theories are likely to emerge, even among close allies.”
Following its internal report, the Norwegian government said its representatives had met with the Chinese embassy in Oslo and reiterated the expectations for international guests, emphasizing that “all activities in Ny-Ålesund must be civil.”
They requested an explanation of the person in military dress and were told that the person “was a private citizen or cruise tourist wearing military-style clothing deemed appropriate for the Arctic wilderness,” they told RFA and NRK.
The Chinese embassy in Norway said that the cruise passengers were private tourists visiting Svalbard independently. “The Chinese scientific team in Ny-Ålesund did not invite any tourists to participate in the relevant celebration activities,” the embassy told RFA and NRK.
“China has always actively participated in Arctic affairs in accordance with international law,” it said.
It did not directly address the questions of why banners and flags were displayed despite prior warnings and why military dress was allowed.
Chinese tourists celebrate for a drone-style video at China’s Yellow River Research Station in Svalbard, Norway, July 2024
Entering the ‘gray zone’
Fan Li, the CEO of Newayer, the tour agency, told RFA and NRK that their tour group informed the research station of its plans to stage a celebration at Yellow River, and to hang banners and wave Chinese flags outside the station. The station never objected or even raised it as an issue.
“The staff at the Yellow River Station came out to engage with us, and everyone was quite happy about that,” Li told RFA and NRK.
A video of the tour group’s celebration was posted to Newayer’s social media account. It further features eight guests telling the camera that they are PLA veterans and perform coordinated military salutes to China while a patriotic song plays as a soundtrack. Afterward, passengers gathered to share their stories of service in the PLA.
Li said that the presence of veterans on board was merely a “coincidence” and that when Newayer realized the connection, the company organized a ceremony and incorporated the clip into its video.
According to Li, all of those featured were retired, as it’s difficult for active military members in China to travel abroad.
However, one cruise participant, who identifies herself in the video as Yin Liu, was photographed wearing military garb bearing the insignia of the PLA on Svalbard. On camera, Liu says she enlisted in 1976 and fought in Vietnam in 1984 and gave the name of her unit.
Ying Yu Lin, an expert on the PLA at Tamkang University in Taiwan, identified Liu’s fatigues as a “Type 21” training uniform issued by China’s Ministry of Defense in 2023. It is restricted to military personnel and would not be accessible to civilians, Lin said. The “Type 21” uniform can be seen on the Chinese Defense Department website.
This photo from an internal Norwegian government document seen by RFA and NRK shows a woman in a People’s Liberation Army uniform walking during ceremonies marking the 20th anniversary of China’s Yellow River Research Station in Svalbard, Norway.
Lin added that based on her age, the uniform, and other descriptions, it was likely that Liu was a member of a local militia unit. Militia units are one of three branches of the Chinese armed forces, the other two being the PLA and the People’s Armed Police, or PAP.
Attempts to reach Liu were unanswered by press time.
But regardless of her status or those of other PLA-linked tourists, “the sight of Chinese veterans waving national flags and performing salutes in the Arctic serves as an effective piece of internal propaganda,” says Lin. “While foreign observers may overlook it, within China, it symbolizes the assertion of influence in a geopolitically significant region.”
He added: “It’s about operating within legal ambiguities—pushing boundaries without directly violating laws. This time, we see veterans in PLA uniform; next time, it could be active-duty soldiers without the uniform, gradually testing international responses and how far they can go.”
These displays represent “classic ‘gray zone’ activity—conduct that doesn’t overtly breach regulations but pushes boundaries,” according to Kardon. “On one hand, it may appear as patriotic tourists expressing national pride; on the other, it subtly normalizes a more visible Chinese presence, legitimizing scientific activities that can serve dual purposes, like gathering environmental data and military intelligence.”
Such incidents can serve to gauge reactions, particularly from Norway and other Arctic nations, helping China understand which behaviors are tolerated, he said. “Given the strategic importance of the Arctic to the U.S., Russia, and increasingly China, there is little doubt that this expanding presence is deliberate.”
Members of China’s Arctic expedition team, based at the Yellow River Research Station, take a boat out for sampling on the Austre Lovenbreen glacier in Svalbard, Norway, June 22, 2024.
Questions of diplomacy
But sources familiar with diplomatic discussions say that Norway is unlikely to take a leading role in pushing back against China.
“Like many countries, Norway just doesn’t have a lot of equities in its dealings with China,” says Kardon. Overt criticism or perceived slights can cause notable damage, like in 2010, when Beijing banned imports of Norwegian salmon after its Nobel committee awarded the Peace Prize to Chinese dissident Liu Xiaobo.
But as long as that’s the case, room for more muscular tactics in the Arctic will grow. Last month as China celebrated the 75th anniversary of the People’s Republic, the Chinese Coast Guard engaged in joint operations with Russian forces in the Arctic. This was preceded in September by a meeting of Russian and Chinese officials in Beijing to discuss economic development and resource extraction in the region, and earlier, a Chinese and Russian meeting in Svalbard to explore opening a joint research center in Pyramiden, a former Soviet mining hub on the islands.
“So if you’re looking for a pattern here, I would say this is the latest version of what China and Russia are trying to do—find a way to get to the red line without crossing it,” says Lanteigne, referring to the Yellow River celebration incident. “It is a very subtle signal, one that really demonstrates that China is now starting to deviate more directly from Norway regarding what is and is not proper activity on Svalbard.”
Lanteigne views this as a pressing challenge that the Norwegian government must confront head-on.
“I think there needs to be the understanding that with the Arctic beginning to militarize as a whole, Svalbard is caught in it, whether it likes it or not.”
Edited by Boer Deng
This content originally appeared on Radio Free Asia and was authored by Jane Tang for RFA Investigative.
Hong Kong’s government wants to celebrate the 80th anniversary of Japan’s defeat in World War II next year, a sign that the administration of Chief Executive John Lee may further step up efforts to spread patriotic fervor among the city’s seven million residents, commentators said.
“Next year is the 80th anniversary of victory in the War of Resistance Against Japanese Aggression,” Lee told lawmakers during his 2024 Policy Address at the Legislative Council on Wednesday. “The government will hold commemorative activities to enhance patriotism.”
The government would also launch a new program of “patriotic education” in primary and secondary schools, stepping up the teaching of Chinese history and geography “increasing patriotic historical elements in exchanges with mainland China,” Lee said.
Lee’s second-in-command, Chief Secretary Chan Kwok-ki, added in a later comment: “Patriotic education is the foundation for safeguarding national security.”
He said the activities were intended “to enhance patriotic spirit.”
Commentators said the announcements pave the way for further indoctrination of the city’s residents, particularly its children, along the lines of patriotic education programs that already exist in mainland China.
Hong Kong Chief Executive John Lee delivers his annual policy address at the Legislative Council in Hong Kong, Oct. 16, 2024. (Joyce Zhou/Reuters)
In June, the city’s Education Bureau criticized some schoolchildren for their “weak” singing of China’s national anthem, the “March of the Volunteers,” at flag-raising ceremonies that are now compulsory as part of patriotic “national security” education from kindergartens to universities.
The announcements come amid an ongoing crackdown on dissent under two security laws, the second of which was passed in March, leading to the convictions of three people over the use of banned slogans in graffiti, a T-shirt and social media.
‘Control people’s thoughts’
Exiled former pro-democracy lawmaker Ted Hui said Lee’s policy address was the first time a Hong Kong leader has mentioned World War II in a policy address, which he said should have focused more on economic prosperity and social welfare.
“They want to implement the same system they have in mainland China, promoting patriotism and nationalism to control people’s thoughts,” Hui told RFA Mandarin in a recent interview.
“They want to wash away multiculturalism in Hong Kong with xenophobic sentiments used to resist foreign oppression,” he said. “I worry that the next generation of Hong Kongers will be xenophobic and hate the West, further decoupling Hong Kong from the international community.”
Primary school students practice a flag-raising ceremony in Hong Kong, June 14, 2022. (Tyrone Siu/Reuters)
Political commentator Sang Pu said anti-Japanese sentiment may not take root in Hong Kong, whose people have a long-running love affair with Japanese culture.
Hong Kongers spent HK$7.8 billion (around US$1 billion) in Japan in the first quarter of this year, according to figures from the Japanese National Tourism Organization, compared with around HK$17.6 billion (US$2.25 billion) spent by tourists from mainland China in the same period, as bargain-hunters flocked to the country to stock up on household necessities.
“This isn’t just about celebrating the 80th anniversary,” Sang said. “He wants to use it as a way to spread Chinese nationalism, patriotic discourse and distorted views of history to Hong Kong.”
“They want to totally change people’s perceptions of Japan, because people … can only unite under the banner of the Chinese Communist Party if there’s an imaginary enemy to fight,” he said.
He said us-vs-them thinking would change the whole atmosphere of Hong Kong.
“They want to integrate it to use the same patriotic teaching materials as China,” Sang said, calling the move “political warfare.”
Exiled former pro-democracy Legislative Council member Ted Hui. (Courtesy of Ted Hui)
Local people expressed varying degrees of indifference toward Lee’s annual policy address when interviewed by RFA Cantonese on Wednesday.
“Didn’t read it,” one said, while another said they “had no interest at all.”
“Didn’t pay attention to it,” commented another person.
A retiree who gave only the surname Sun for fear of reprisals said he thought the policy address lacked measures to boost the flagging economy.
“The economy is jet-lagged, and a lot of shops have been closing down lately,” he said.
Translated by Luisetta Mudie.
This content originally appeared on Radio Free Asia and was authored by By Chen Zifei for RFA Mandarin, Wei Sze and Edward Li for RFA Cantonese.
We speak with reproductive justice activist Renee Bracey Sherman about Ohio Senator JD Vance, whose history of sexist remarks has come under scrutiny since he was chosen to be Donald Trump’s running mate in the 2024 presidential election. Bracey Sherman says Vance’s attacks on women who do not have biological children and his promotion of a kind of “trad” lifestyle harkening back to 1950s norms show he is out of touch with modern families. “The short answer is he’s a weirdo. The longer answer is he’s a white supremacist and he’s a white nationalist,” Bracey Sherman says in explaining Vance’s ideology.
This content originally appeared on Democracy Now! and was authored by Democracy Now!.
By looking at right-wing politics around the world, we can better understand conservatives’ abiding preoccupations and priorities, and how they might be thwarted.
Introducing our Spring 2024 issue, “The Global Right.”
The Italian prime minister has become a central figure in the EU establishment as a mood of decline and threat pushes voters toward reactionary parties.
After briefly reviewing the theories of the relationship between religion and nationalism, I find the theories of Anthony Smith, George Mosse and Adrian Hutchinson the most compelling. They all agree that religion provides the propagandistic foundation for nationalism. But I also claim that it is a particular kind of religion, monotheism, that is directly connected to nationalism. Animistic tribal societies and Bronze Age agricultural states did not have the same religious paraphernalia as monotheism, and societies like ancient Egypt, Mesopotamian, China and India were never nationalistic.
The second part of my article focuses on how monotheistic beliefs and dramatization have the same parallels in nationalization processes. The categories include the destruction of intermediary institutions, the commitment to expansion and the importance of both origins and future destiny in history as opposed to mythology. In both nationalism and monotheism founders are mythologized. Both nationalism and monotheism use the arts (painting, music and literature) for altering states of consciousness.
Coming Attractions
In this article we will be discussing the social-psychological and psychological techniques by which both monotheism and nationalism promote loyalty. These include means of transmission (writing as opposed to oral), how social time (holidays) is marked throughout the year as well as individual time (rites of passage). We find that marking geography (territory and cityscapes) is crucial to both monotheism and nationalism. Each demands self-sacrifice, either as religious martyrs or soldiers. Each requires a conversion process. Membership is usually lifetime. Each has processes of exclusion and its members are purified through wars. Membership is sustained over time through fear of being exiled.
Next, I show that both nationalism and monotheism support individualism (as opposed to collectivism) for different reasons. I provide six reasons why each supports individualism. Lastly, I provide two qualifications. First, I pose the question of why the monotheistic religion of Islam is not included. After all, Islam began as a world religion hundreds of years before the rise of nation-states. It would seem to have had plenty of time to connect to the emergence of nation-states around the world. Why didn’t it? Secondly, in the 21st century we have a nation-state that is very powerful (India) that is founded on Hinduism, a polytheistic rather than a monotheistic religion. How do I explain that?
Marking Time: Special Occasions
The ability to recognize patterns is one of the adaptive skills that allowed the human species to survive in competition with other species. We live most of our everyday lives as problem solvers. But at the same time we need to be socialized to rise, metaphorically, from the ground level and examine long-term patterns to assess where we have been and where we are going.
In pagan traditions, sacred patterns involve the changing of the seasons. In Catholicism they include Christmas day, Easter, Lent, feast days and saints’ days. At the same time, at the micro level, the rites of passage in the life of an individual are linked to spiritual traditions through the sacraments. In Catholicism, the sacraments include baptism at birth, confirmation during adolescence, marriage in adulthood, and the last rites just before death. Further, a Catholic is expected to attend mass at least once a week and to go to confession. Lastly, monotheists – whether Christian, Jew, or Muslim – make pilgrimages. What does this have to do with socialization into nationalism? Like monotheism, nationalism has its special days, including Independence Day, various presidents’ days, Thanksgiving and Memorial Day. There are pilgrimages to Washington, DC and trips to Mount Rushmore all of which support nationalism.
Marking Places: Geographies of Loyalty
Socialization takes place in physical spaces. Pagan societies built mounds and temples to spirits or deities. In caste agricultural civilizations like Egypt and Mesopotamia, physical buildings of monumental proportions made of impenetrable materials had a psychologically intimidating impact that was not lost on those in power. Likewise, Christians, Jews and Muslim elites build churches, synagogues and mosques, not just to pay homage to their deities, but to propagandize the lower classes into following them since they are God’s representatives on earth. Sacred sites are not limited to places of worship. Streets and buildings are named after saints. In the case of nationalism, we have gargantuan state buildings in Washington, streets named after presidents, and monuments at Bunker Hill, the Statue of Liberty, Plymouth Rock, and Mount Rushmore.
Creating Atmosphere: Literature and Painting
For most “people of the book,” hearing stories from sacred texts like the Bible or the Koran begins at a very young age. This upbringing is strengthened by studying, as with learning the Catholic catechism in grammar school or preparing to read an excerpt from the Old Testament as part of a Jewish bar or bat mitzvah. The most logical parallel to nationalism would be reading or even memorizing the Constitution or the Declaration of Independence. However, since this is rarely done, a very important source of nationalistic literature is novels about the American West.
Animistic hunting and gathering societies used cave paintings, amulets and totems) long before monotheists to socialize (Lewis-Williams, 2002) their members. In the case of Catholicism in the 17th century, baroque paintings were epically dramatized to overwhelm the population with monumental scale. Furthermore, music has perhaps been the most compelling of the arts in creating an immediate emotional reaction. Hymns such as “Amazing Grace”help the faithful sing their way into submission.
Nationalist socialization may come about when the population is being exposed to patriotic paintings such as Washington Crossing the Delaware. Music such as the “Star-Spangled Banner”, “My Country, ‘Tis of Thee”, and “God Bless America” are bound to rouse even the most reluctant patriot.
Social Action: Fulfilling Destiny Through Sacrifice
As we have seen, both monotheism and nationalism must use the past in order to justify the present. However, each must also organize in the present by referring to the future. This is done through the expectation of sacrifice of the participants to life itself.
Anthony Smith (2003) points out five instances in which fulfilling destiny through sacrifice is depicted in paintings. In Jean-Simon Berthélemy’s painting Manlius Torquatus Condemning His Son to Death, we see the conflicted determination of a Roman father’s loyalty to the state in executing his own child for disobeying his order to not engage the enemy in combat. Though torn by the clash of the demands of state and family, Torquatus overcomes his paternal feelings and refuses to listen to his son’s appeal, despite fervent pleas for mercy from friends and family. He maintains legal impartiality and values the state’s welfare over his personal interests. His right hand is publicly outstretched in the preservation of justice while his left hand clutches privately at a father’s agonizing heart.
According to Smith, the painting The Lictors Bring to Brutus the Bodies of His Sons, Jacques-Louis David chose the moment when an anguished Brutus, returning home after the execution of his own sons, hears the cries of his wife and the swooning of his eldest daughter as the bodies of his sons are brought to his house. Having driven out the Tarquin and helping to institute the Republic, Brutus was elected consul in 508 BCE only to discover a monarchial plot fostered by his wife’s family and supported by his two sons. He saw it as his duty to suppress all enemies of the republic, including his own sons.
In 1778 Johann Heinrich Füssli was commissioned by the Zurich council to paint Oath on the Rütli, the cornerstone of Swiss unity and independence. This painting depicts three towering figures who represent the three original forest cantons swearing “an oath of everlasting alliance in the Rütli meadow”. Smith argues that it expresses defiance, struggle, unification, and sacrifice for freedom. In its thrusting defiant male figures embody the ideal of willingness to die for the freedom of the nation.
About a century later, Jean Auguste Dominique Ingres’s painting Joan of Arc at the Coronation of Charles VII also conveys the ideal of self-sacrifice as struggle in the service of a higher cause. In 1770 Benjamin West painted The Death of General Wolfe, an epic depiction of the British general who was mortally wounded at the height of victory over the French in Quebec in 1759.
Lastly, Smith points out that during the French Revolution:
On the occasion of Marat’s murder in July 1793, art and ritual proceeded hand in hand. Marat’s friend David was immediately urged by the assembly to paint his portrait. Marat’s assassination shows with great veracity the ‘Friend of the People’ dying in his bathtub, with a Christ-like wound in his right lung…
David also had to supervise the lying in state and funeral of his friend. Marat’s corpse was exhibited on a high dais in the Cordeliers Church, above the bath and the packing case, with a smoking incense burner as the only light. The funeral…which lasted six hours took place to the accompaniment of muffled drum-beat and cannon… Girls in white with branches of cypress surrounded it, and they were followed by the entire Convention, the municipal authorities and the people of Paris. (Smith, 237)
These examples show how the political religion of nationalism draws upon Catholic traditions and uses them for national ends in order to evoke a sense of sacred communion with the glorious dead.
Sacrifice Choreographed in Festivals, Monuments and Song
The Napoleonic Wars were a catalyst for the process of cementing a sense of national identity not just among the French but for those societies under attack. French nationalism was answered by a growing German nationalism, which was at first cultural but soon became politicized with the Prussian defeat at the Battle of Jena in 1806. The War of Liberation of 1813 and the return of aristocratic regimes after Napoleon’s defeat stimulated collective expressions of national sentiment in the form of festivals and monuments.
Smith informs us that in 1832 the Germans held their first mass festival in the same alleged place where the ancient German tribes had held their meetings. There was a procession to the ruins of the castle ruins in which patriotic songs were sung and people wore ancient German dress. The later 19th century saw greater efforts to invite people into the sacred communion of the nation through mass celebrations. This began with the songs of the volunteers for the armies of the French Revolution.
Dancing and Military Drills
Sustaining nationalist and religious loyalties is not just about getting lost in mystical symbols and myths or engaging in altruistic actions. Building political loyalty to a nation or a religion also involves acting collectively in a very structured way. In his very provocative book, Keeping Together in Time, William McNeill argues that building community involves “muscular bonding”: community dancing, communal work, singing, religious rituals and military drills. In community dancing, moving and singing together tends to dissolve group tensions, reminding community members that they have more in common than they have differences. In the area of work, singing and moving together makes otherwise boring work more creative. The great large-scale architectural projects of ancient civilizations could never have been built without workers singing and moving in sync. McNeill points out that the rise of religious dervish orders at the beginning of the 11th century was so powerful in altering states of consciousness that they came close to being declared heretical.
In addition, McNeill argues that militarymuscular bonding, specifically close-order drilling, creates altered states. In his book The Pursuit of Power, McNeill concluded that the victory of European armies over non-European armies was largely due to well-drilled troops who were more efficient in battle. Soldiers moved in unison while performing each of the actions needed to load, aim, and fire their guns. The volleys came faster and misfires were fewer when everyone acted in unison and kept time to shouted commands. The result was more ammunition projected at the enemy in less time.
However, it was not only the superiority of weapons or efficiency in using them that made Europeans victorious. Drilled troops created deep social-psychological altered states. McNeill suggests that many veterans report that group effort in battle was the high point of their lives. Just like the boundary loss of whirling dervishes, the individual merges with the platoon.
By inadvertently tapping the inherent human emotional response to keeping together in time, military drills helped create obedient, reliable, and effective soldiers with a spirit that not only superseded previous identities – ethnicity, region, religion – but also insulated them from outside attachments. Soldiers could be counted on to obey their officers predictably even when fighting hundreds or thousands of miles away from their home base.
McNeill describes witnessing soldiers marching in step as both awe inspiring and terrifying. No twitches, twists, mutterings nor distractions could be seen or heard in the ranks. On the one hand, soldiers were perfectly composed, calm and moving to music. But on the other hand, they were completely poised to destroy human life or be destroyed by it.
For most of human history, the ruling classes understandably had reservations with arming the lower classes for fear they might recognize their class interests. However, the group experience of altered states that resulted from prolonged drills made soldiers loyal and devoted far beyond any class loyalties. In the 17th century, for poverty-stricken peasant recruits and jobless urbanites recruited from the fringes of an increasingly atomized, commercialized society, the military created a new artificial primary community, providing camaraderie that prevailed in good times and bad, where old-fashioned principles of command and subordination gave meaning and direction to life. It became safe to arm even the poorest classes, pay them a regular wage and expect obedience. In a time of domestic conflict, European soldiers were even willing to fire upon their own social class.
Before the drill, in the standing army of kings, obedience was extracted through fear of punishment. But the coming of the drill created a lively spirit between soldiers that was less prevalent than before. Now, instead of standing armies of subjects to a king, the citizens’ army shared the collective emotional identity of the nation. For soldiers who received regular pay, there was a good reason to not break ranks.
It would be an overstatement to say that drilling caused nationalism. The military revolution occurred hundreds of years before the rise of nationalism, which I said came about at the end of the 18th century. But there is no question that military drills helped sustain nationalism once it appeared. Other military formations such as the cavalry couldn’t create such a solidarity among those fighting.
Conversion and Exile
The last part of socialization to nationalism is the unusual time when a person either joins through conversion or departs in an imposed or self-imposed exile. Typical examples of conversion for monotheists are the moment when Moses was on Mount Sinai or when Saint Paul was on the road to Damascus. The Great Awakenings in the United States in 1725 and 1780, though starting out as Protestant religious revivals, had nationalist implications, according to Wilbur Zelinsky (1988). A nationalist counterpart of conversion is the indoctrination immigrants or refugees receive upon becoming U.S. citizens.
Neither monotheists nor nationalists tolerate rejection lightly. For both, membership is expected to be lifetime. For national states, registration at birth and death is compulsory. What becomes of people who decide to leave? In the case of Catholicism, there is excommunication. In all monotheistic religions, there are attacks for such deviations as apostasy, heresy, blasphemy, inquisitions and witch hunts. Nonbelievers are attacked in religious wars as godless atheists. So too, in nationalism, expatriates are feared, ostracized and shunned. They are considered unworthy, traitorous or treasonous. In the case of political opposition, such people become the targets of CIA spying and assassination attempts. As for countries that oppose the nationalist vision, they are subject to state terror, world wars and torture. Please see my summary table at the end of this article.
Monotheism, Nationalism and Individualism
Both monotheism and nationalism support individualism in the following ways:
Each focuses the attention of the individual on a singlesource of loyalty in the objective world: in the case of nationalism it is the nation, and in the case of monotheism it is a single deity.
Each marginalizes and undermines intermediate loyalties between the individual and the single, ultimate source. In the case of monotheism, it is earth spirits, ancestor spirits, totems or gods and goddesses. Similarly, nationalism demands that citizens subordinate regional, class, ethnic and even religious loyalties in favor of the state. The individual must have one and only one loyalty: the state. So with religion, the second commandment of the Bible reads, “I am the Lord Thy God, thou shalt not have strange gods before me”. This not only applies to religion, but also holds as an expectation that the state demands of its citizens. Both nationalism and monotheism are large-scale emulsifiers that hold together and paper over class or religious conflicts, which monotheists and nationalists tell us will grow and spread otherwise.
Each replaces customs and community traditions with written laws. In the case of nationalism, it is the constitution; in the case of monotheism, it is the sacred text of the Bible or the Koran.
The relationship between the individual and the nation or the religion is presented as a freely chosen association or a covenant. In the case of monotheism, individuals are proclaimed to have free will, with the choice for whether to obey God. In the case of the nation, individuals are free to renounce their citizenship and go elsewhere.
Each binds strangers together as opposed to kin groups, clans or neighborhoods.
Both have extremely violent ideologies. Monotheism has been responsible for more deaths than any other group membership. After the military revolution in the 17th century, nationalistic wars at the end of the 19th century (and, of course, the 20th century) show that the state has been at least as violent.
I hope to have shown that it is a mistake to think of individualism as either anti-social or a withdrawal from social relations. Individualism does mean a weakening of particular kinds of loyalties: kin group, village, regional or estate. But it also means a connection with a de-sensualized community, made possible by the printing press and newspapers.
While the forces of modernization may have weakenedreligious beliefs, the doctrines, myths, rituals, and entire architecture of religion (specifically monotheism) were reorganized and used in the name of a secular political religion: nationalism. Beginning in the 19th century, individualists were expected to renounce loyalty to class, ethnicity, and region – not so they could be “free as a bird,” but also to become bound to a new secular community of strangers serving the state. Citizens may gain political rights, but that is far from the end of the story. The socialization into nationalism has been an enormously successful project of the 19th-century ruling classes. Individualists were mobilized to fight and die in wars to prove their patriotism. The reality is now that stateless individuals are not allowed to exist anywhere in the world.
Please see my table at the end of this article.
Qualifications: What About the Place of Islam in Nationalism?
It might have crossed your mind that I did not include Islam in my monotheistic roots of nationalism comparisons. Certainly, Islam is monotheistic. Furthermore, when we look at Islamic fundamentalism, it would seem that surely there is fanatical nationalism at work. But a closer look shows that Islam has a similar internationalism as the Catholics. Being fanatical about your religion so that you will kill and die for it is not necessarily nationalism. Why did Islam not develop a nationalism the way the Jews and the Christians did: There are at least the following reasons:
Western nationalism was inseparable from the development of industry.While Islam went through a “merchant capital” phase of capitalism, they never initiated an industrialization process that capitalism did in the West. Industrialization is very important in pulverizing intermediate loyalties which is crucial to the emergence of nationalism.
Nationalism in the West was not built by one country at a time. The Treaty of Westphalia in 1648 created a system of states that became the foundation for nationalism at the end of the 18th century. There was no system of states that existed in West Asia at the time. Predominantly what existed were sprawling tribes, kingdoms or empires, not nation-states.
In the 19th and 20th century, Islam has become a religion of the oppressed. European nation-states were not fighting against imperialism when they arose in England, France, the United States and Holland. Their development was not shackled by fighting defensive wars. West Asian nationalism could not develop autonomously, but as a reaction to being colonized
Qualification: What About the Presence of a Polytheistic Nationalism in India?
It would seem that when we look at the nation-state of India today, it would constitute a clear exception to my argument that only monotheism develops nationalism. Here we have the polytheistic religion of Hinduism as the guiding religion of Modi’s India. How can this be?
The title of my article is the monotheistic roots of nationalism. As we know, the origin of anything (monotheism) does not guarantee destiny (what something becomes in the future). New processes can take place later in time which are independent of their origin. My two previous articles on nationalism only went as far as the beginning of World War I. The events in the 20th century that went beyond the monotheistic roots of nationalism were two World Wars, a depression, fascism and national liberation movements especially after World War II.
In Europe as far back as the Middle Ages there were other political formations long before there were nation-states. There were tribes, city-states, federations, principalities, provinces, kingdoms and empires. With the exception of some empires, all these formations were decentralized. These forms of political organizations continued to exist all over the world even after nation-states emerged. But the effect of political mobilization first in World War I and then World War II, pulverized these earlier formations. The Ottoman and Hapsburg empires did not survive World Wars. Tribes, federations and city-states were too weak to survive two world wars and became hammered into nation-states. It is no accident that at the end of World War I, the new global mediator was the League of Nations not the League of provinces, kingdom or empires. After World War II it was the United Nations that was promoted. After that it is very difficult to have any political standing in world politics without being organized into a nation-state.
In the case of India, revolutionaries had to build up and centralize their states if they were to fight the British. They succeeded. After World War II Indian religions continued to compete – Buddhism, Islam and Hinduism to name three. As India (as many nations in the 20th century) turned politically to the right over the last thirty years it needed a religious justification for its shift. Hinduism, as the oldest Indian religion, was championed. So, in the case of India, Hinduism did not help to form nationalism as Western monotheism helped nationalism. It was a reaction after a political nationalism that had already formed.
Something similar happened in the African liberation movements after World War II. African centralized states had to form in order for those revolutionaries to overthrow the colonizers. This has not been easy for those states as tribal and ethic loyalties in parts of Africa were fierce. Islam proved to be a better unifying force as a world religion than various decentralized pagan magical traditions. In the case of Africa Islam, though itself not a religion that helped nation-states to form prior to the 20th century, became one. Again, we have the case of a religion not being the cause of nationalism but a secondary reaction.
Commonalities Between Monotheism and Nationalism in the Socialization Process From Birth to Death
Monotheism (Judeo-Christian)
Category of Comparison
Nationalism (United States)
Written Scriptures (Bible) interpreted by priests or rabbis
Means of Transmission
Written Constitutions interpreted by courts (judges)
Special occasions throughout the year: Christmas day, Easter, Lent, feast days, saints days
Marking Social time
Special occasions throughout the year: Independence Day, President’s Day, Thanksgiving, Memorial Day
Rites of passage: Baptism, confirmation, marriage, anointing of the sick and last rites
Marking Individual Time
Rites of passage: Cub scouts, boy scouts, girl scouts, draft registration
Sunday school, private religious schools
Educational Training
Public school civics classes on American government and history
Detached from territory: Cosmopolitan (early prophets) Attached to Territory: Promised land, Zionists-Palestine, Christians-Bethlehem
Marking Geography (territory)
Attached to territory: (Promised land) Swiss Alps, U.S. Western frontier
Churches, Synagogues, Mosques, Vatican, streets named after saints, religious statues
Marking geography (urban landmarks)
Federal and state buildings, Streets named after presidents, Monuments: Bunker Hill, Statue of Liberty, Plymouth Rock. Mount Rushmore
Pilgrimages to Mecca, Jerusalem, Bethlehem
Marking Geography (movement)
Pilgrimages to Washington DC
Sacrifice self (religious martyrs)
Sacrifice
Sacrifice of self in patriotic wars (Tomb of Unknown Soldier)
Community dancing rituals
Collective Bodily Orchestration
Military drills
Moses on Mount Sinai, St. Paul on the road to Damascus
Conversion
Great Awakening in America (1725), Second Great Awakening (1780), Naturalization ceremony with immigrants and refugees receiving citizenship rights
To be free every individual must belong to a religion (no pagans or atheists)
Loyalty and Exclusivity
To be free, every individual must belong to a nation (no nationless individuals)
Religious wars
Attitude Towards Nonbelievers
State-to-state wars
Usually lifetime
Length of Membership
State membership usually lifelong (compulsory registration of birth, death)
Do religion and nationalism compete with each other? Do they replaceeach other? Do they amplifyeach other and drive each other forward? Do they exist in symbiosis? Theorists of nationalism have struggled with this question. At one extreme of the spectrum is the early work of Elie Kedourie (1960), who argued that nationalism is a modern, secular ideology that replaces religious systems. According to Kedourie, nationalism is a new doctrine of political change first argued for by Immanuel Kant and carried out by German Romantics at the beginning of the 19th century. In this early work, nationalism was the spiritual child of the Enlightenment, and by this I mean that nationalism and religion are conceived of as opposites. While religion supports hierarchy, otherworldliness, and divine control, nationalism, according to Kedourie, emphasizes more horizontal relationships, worldliness, and human self-emancipation. Where religion supports superstition, nationalism supports reason. Where religion thrives among the ignorant, nationalism supports education. For Enlightenment notions of nationalism, nationalism draws no sustenance from religion at all.
Modern theorists of nationalism such as Eric Hobsbawm and John Breuilly (1993), share much of this position. For these scholars, secular institutions and concepts such as the state or social classes occupy center stage, while ethnicity and religious tradition are accorded secondary status. For Liah Greenfeld (1992), religion served as a lubricator of English national consciousness until national consciousness replaced it.
Conor Cruise O’Brien (1999), Adrian Hastings (1997), and George Mosse (1975) have added sacred texts, prophets, and priests to the list of commonalities between nationalism and religion. Benedict Anderson (Imagined Communities) argues that just as sacrifice is important to religion, the Tomb of the Unknown Soldier is the equivalent translation for the nation. Just as religion has its rituals of religious conversion, nations have citizenship rites in which immigrants sing a national anthem rather than religious hymns. Just as members of a religious community are encouraged to love the stranger, members of a nation will never know, meet, or even hear about most of their fellow members.
Anthony Smith (1998) argues that nationalism used and secularized the myths, liturgies, and doctrines of sacred traditions and was able to command the identities of individualists not only over ethnic, regional, and class loyalties, but even over religion itself. What Smith wants to do is conceive of the nation as a sacred communion, one that focuses on the cultural resources of ethnic symbolism, memory, myth, values, and their expression in texts, artifacts, scriptures, chronicles, epics, music, architecture, painting, sculpture, and crafts. Smith’s greatest source of inspiration was George Mosse (1975), who discussed civic religion of the masses in Germany.
My article will help us understand not only which social institutions command people’s loyalty, but how they accomplished this. It is not enough for states to promise to intervene in disputes and coordinate the distribution and production of goods, although this is important. Individualists must also bond emotionally with each other through symbols, songs, initiations, and rituals in support of nationalism. In this effort, the state does not have to reinvent the wheel. There was one social institution which, prior to the emergence of absolutist states, was also trans-local and trans-regional. Interestingly, this institution also required its members to give up their kin, ethnic identity, and regional identity in order to become full members. That institution was religion.
Civic Religion In The French Revolution
During the great calling of the Estates-General in 1789, Abbé Sieyès contended that the rights of the nation had been usurped by the nobility. He wanted a “nation-state” to end the aristocratic rule of regional privileges, along with intermediate institutions and corporate bodies that came between the individual and the state. By 1793 the revolution swept away regional bodies, resulting in a centralized regime with no parallel in the history of Western Europe.
Understood from a secular view, the state was seen as a sole and absolute sovereign, directing and advancing the process of secularization by limitingecclesiastical power. Religion was totally subordinate to the state. A new national community was to be based on reason and nature without reference to the customs of the past. It did not appeal to ethnic or linguistic commonalities, but to a centralized education. The nation was envisaged politically as calling for unity as well as liberty and equality. The idea of democracy was strong, coming from the working classes. These classes wanted to push for popular sovereignty, not national representation.
On the surface, French nationalism was secular, political, scientific, and anti-clerical. The beheading of the king during the French Revolution deprived France of its divine protector. This left an increasingly autonomous sphere for humanity to construct an earthlier protector: the nation-state. Reinforced by the horrors of religious wars, patriotism was seen as a counter to religious strife and appealed to an increasing number of people, both educated and uneducated. Patriotism was the sacred communion of the people in arms. If the nation simply replaced religion with a more enlightened view, there would be no need for religion’s rituals and techniques. But this was not what happened.
If we examine the process of how the state commands loyalty, we find the state uses many of the same devices as religion. After the revolution in France, the calendar was changed to undermine the Catholic church. The state tried to regulate and dramatize the key events in the life of individual—birth, baptism, marriage and death. French revolutionaries invented the symbols that formed the tricolor flags and invented a national anthem, La Marseillaise. The paintings of Delacroix and Vermeer supported the revolution. The Declaration of the Rights of Man and of the Citizen became a new belief system, a kind of national catechism. By 1791 the French constitution had become a promise of faith. The tablets of the Declaration of Rights were carried around in procession as if they were commandments. Another symbol was the patriotic altar that was erected spontaneously in many villages and communes. Civic festivities included resistance to the king in the form of the famous “Tennis Court Oath,” (Serment du Jeu de Paume) along with revolutionary theater. The revolution, through its clubs, festivals, and newspapers, was indirectly responsible for the spread of a national language. Abstract concepts such as fatherland, reason, and liberty became deified and worshipped as goddesses. All the paraphernalia of the new religion appeared: dogmas, festivals, rituals, mythology, saints, and shrines. Nationalism has become the secular religion of the modern world, where the nation is now God.
In his book, Nationalism: a Religion (1960), Carlton Hayes says that:
Nationalism, like any religion, calls into play not simply the will of the intellect, but the imagination, the emotions. The intellect constructs a speculative theology or mythology of nationalism. The imagination builds an unseen world around the eternal past and the everlasting future of one’s nationality. The emotions arouse a joy and an ecstasy in the contemplation of the national god who is all good and all protecting. (pages 143–144)
For Hayes, nationalism is large-scale tribalism. Modern national identity appears in Western Europe at a time when all intermediate bonds of society were collapsing due to the industrial revolution and religion was losing its grip on its populations. What occurs is a reorganizing of religious elements to create a social emulsifier that pulverizes what is left of intermediate organization while creating a false unity. This unity papers over the economic instabilities of capitalism as well as the class and race conflicts that it ushers in.
How Monotheism Differs From Animism and Polytheism
Anthony Smith is not simply saying that religion itself is the foundation of nationalism. He claims that the monotheism of Jews and Christians forms a bedrock for European nationalism. However, Smith does not account for why animistic and polytheistic religious traditions are not instrumental in producing nationalism. What are the sacred differences between magical traditions of tribal people and monotheists—the high magical traditions of the Egyptians, Mesopotamians, Aztecs, and Incas on one side, and Jews and Christians on the other? We need to understand these religious differences so we can make a tighter connection between monotheism and nationalism.
The five parts to a monotheistic covenant vs polytheism and animism
The following discussion draws from my book, From Earth Spirits to Sky Gods, along with the work of Anthony Smith. According to Smith (2003), the foundation for the relationship between a monotheistic people and its God is a covenant. A covenant is a perceived voluntary, contractual sacred relationship between a culture and its sacred presences. This contractual relationship is one of the many differences that separates monotheism from polytheism and animism. Polytheistic and animistic cultures perceive a necessary, organic connection between themselves and the rest of the biophysical world, and this connection extends to invisible entities. The monotheistic Jews were the first people to imagine their spiritual relationships as a voluntary contract.
The first part of a covenant agreement is that God has chosen a group of people over all other groups for a particular purpose. This implies that God is a teleological architect with a plan for the world and simply needs executioners. Polytheistic and animistic people imagine their sacred presence as a plurality of powers that cooperate, compete, and negotiate a cosmic outcome having some combination of rhythm and novelty rather than a guiding plan. Like Jews and Christians, pagan people saw themselves as superior to other cultures (ethnocentrism), but this is not usually connected up to any sense of them having been elected for a particular purpose by those sacred presences.
Still another side of this contract is that people have to consent to join in the agreement. There has to be choice. This choice implies that the elected culture could get along well enough even if they refused God’s offer. For polytheistic and animistic people, spiritual presences are the life blood of their communities. There are no debates, negotiations, qualifications, or haggling with sacred presences as to whether or what kind of a relationship will exist. There relations are already and always the case.
The second part of a covenant is the announcement of a promise of prosperity and power for the chosen peopleas part of the bargain if they behave themselves.In polytheistic and animistic societies, the gods make no promises. Some people are born into ecological settings that are bountiful while others are born into austere conditions. Why this has happened has more to do with the success or failure of magical practices than it has to do with spiritual kindness or cruelty on the part of the gods.
The third part of a covenant is the prospect of spreading good fortune to other lands. This is part of a wider missionary ideal of bringing light to other societies so that the blind can see. It is a small and natural step to affirm that the possession of might—the second part of the covenant (economic prosperity and military power)—is evidence that one is morally right. We know that the ancient Judaists sought to convert the Edomites though conquest. On the other hand, while it is certainly true that animistic and polytheistic people fight wars over land or resources, these are not religious wars waged by proselytizers.
The fourth part of a covenant is a sacred law. This is given to people in the form of commandments about how to live, implying that the natural way people live needs improvement. In polytheistic societies, how people act was not subject to any sort of a plan for great reform on the part of the deity. In polytheistic states, the gods and goddesses engaged in the same behavior as human beings, but on a larger scale. There was no obedience expected based on a sacred text.
The fifth part of a covenant is the importance of human history. Whatever privileges the chosen people have received from God can be revoked if they fail to fulfill their part of the bargain. The arena in which “tests” take place is human history, in the chosen people’s relationship with other groups. For the animistic and polytheistic, cultural history is enmeshed with the evolutionary movement of the rocks, rivers, mountains, plants, and animals. There is no separate human history. Please see Table 1 which summarizes these differences.
Animistic and polytheism rituals vs monotheistic ceremonies
Lastly, in polytheistic societies, sacred dramas enacted in magical circles and temples were rituals. This means they were understood as not just symbolic, representational gestures of a reality that people wished to see in the future. Rather, they were dramatic actions believed to be real embodiments of that reality in the present. In the elite phase of monotheism, rituals were looked upon with suspicion because people became superstitiously attached to the ritual and thought their rituals could compel God to act. In From Earth Spirits to Sky Gods, I coined the word ceremony to describe sacred dramas that were more passive and less likely to create altered states of consciousness, intended to show deference and worship to a deity who was not subject to magical incantations. In contrast, a religious ceremony, at least among middle and upper-middle class, is more passive. The priest or pastor does most of the work while the congregation supports what the priest or pastor is doing.
Table 1 Monotheism vs Animism and Polytheism
Judeo-Christian Monotheism
Type of Sacred System
Animism, polytheism
Contract between two free parties (covenant)
Type of connection between a culture and sacred powers
Organic bond between two interdependent powers
A culture is chosen. Ethnocentrism with a spiritual justification.
Is a culture “elected?”
Ethnocentrism without any spiritual justification
Yes. Promise and deliverance of land, prosperity, and power
Is there a promise of abundance?
No. What abundance exists comes from magical rituals upon ecological settings
Missionary ideal to bring light to others (religious wars and proselytizers)
Expansion or provincial?
Fight wars and expand for land or sexual and material resources, but they do not fight over spiritual beliefs.
Obedience to a law, typically written texts, for purposes of reforming humanity
Expectations of humanity
Altered states using imagination and the senses, transmitted orally with no purpose for reforming humanity
Holy and all good —qualitatively different from humanity
Qualities of sacred beings
Gods and goddesses are the same as humanity, except on a larger scale
Human history is important as the arena in which people will be blessed or punished
Place of history
Human history is less important. More important is an extension of the ecological relationship with plants and animals
Ceremony—symbolic, representational gestures that show deference
Dramatization
Ritual—real attempts to compel the spirits
Common Elements Found In Monotheism And Nationalism
Elite monotheism vs. popular monotheism
Just as we saw in my previous article Nationalism as the Religion of Modernity that there was elite nationalism and mass nationalism, there was also an elite monotheism and popular monotheism. In the early Iron Age, (1000 BCE to 200 CE) elite monotheism was an intellectual reaction of the prophets and upper classes to what they perceived as the degenerate superstition of polytheism and animism among their fellow Jews as well as of the agricultural states of West and East Asia. These qualities included a close identification of people with animals and plants, particularly through the use of the arts—music, dance, mask making—to create altered states of consciousness using imagination, sensory saturation, and trance states.
In some cultures, this pagan magic was used by state officials, such as priests and priestesses such as the Canaanites and the Babylonians. The first monotheists were reformers and outsiders to pagan magic. In societieswhere monotheism acquired state power, as when Christianity became the state religion of the Roman Empire, Christianity had toappeal to the lower classes. It had to bring back some of the magical ways that it had first rejected. To overcome the huge gap between the transcendental power of a God who had no human qualities and human beings, intermediaries such as saints, the Virgin Mary, and angels were brought in. Something similar also occurred in India when the Buddhism of the merchants acquired more influence among the lower classes.
Loyalty to one God; loyalty to one nation requires pulverizing intermediaries
All sacred systems have to answer the question of whether the sacred source of all they know is singular or plural. Monotheistic religions break with the pluralistic polytheism and animism in pagan societies and assert that there is one God. It is not a matter of having a single God who subordinates other gods. This is not good enough. The very existence of other gods is intolerable. Any conflicting loyalties are viewed as pagan idolatry.
Just as monotheism insists on loyalty to one God, so nationalism insists on loyalty to one nation. Claiming national citizenship in more than one country is looked upon with suspicion. Additionally, within the nation, loyalty to the nation-state must come before other collective identities such as class, ethnic, kinship, or regional groupings. To be charged with disloyalty to the nation is a far more serious offence than disloyalty to things such as a working-class heritage, an Italian background, or having come from the East Coast. In the case of both monotheism and nationalism, intermediaries between the individual and the centralized authorities must be destroyed or marginalized.
Loyalty to strangers in the brotherhood of man; loyalty to strangers as fellow citizens
The earth-spirits, totems, and gods of polytheistic cultures are sensuous and earthy. In tribal societies, they are part of a network among kin groups in which everyone knows everyone else. The monotheistic God is, on the contrary, abstract, and the community He supervises is an expansive non-kin group of strangers. Just as monotheism insists that people give up their ties to local kin groups and their regional loyalties, so the nation-state insists that people imagine that their loyalty should be to strangers, most of whom they will never meet. The universal brotherhood of man in religion becomes the loyalty of citizens to other citizens within the state. In monotheism, the only way an individual can be free is to belong to a religion (pagans or atheists are barely tolerated). In the case of a nation-state, to be free the individual must belong to a nation. One cannot tolerate individuals with no national loyalty.
Many inventions and historical institutions facilitate one’s identifying with a nation. The invention of the printing press and the birth of reading and writing helped build relationships among strangers beyond the village. Newspapers and journals gave people a more abstract sense of national news, and they were able to receive this news on a regular basis. The invention of the railroad, electricity, and the telegraph expanded and concentrated transportation and communication.
The problem for nationalists is that all these inventions can also be used to cross borders and create competing loyalties outside the nation-state. Increasing overseas trade brought in goods from foreign lands and built invisible, unconscious relations with outside producers. In the 19th century, another connection between strangers began with the international division of labor between workers of a colonial power and workers exploited on the periphery.
Religious contract of equality before God; constitutional contract of equal citizenship
In polytheistic high magical societies, it was only the upper classes who were thought to have a religious afterlife. If a slave were to have an afterlife at all, it was to be as a servant to the elite. Monotheism democratized the afterlife, claiming that every individual, as part of God’s covenant agreement, had to be judged before God equally. So too, nationalism in the 18th century imagined national life as a social contract among free citizens, all of whom were equal in the eyes of the law and the courts of the nation. In the 19th and 20th centuries, popular nationalism included the right to vote in elections.
Monotheistic and nationalist history as mythology
According to Anthony Smith, the history that religions construct is not the same as what the professional historians aspire to do. For example, historians ask open-ended questions for which they do not have answers. They accept the unknown as part of the discipline and accept that an unknown question may never be answered. In contrast, accounts of religious history are not welcoming to open-ended questions. Rather, they ask rhetorical questions for which they have predictable answers. Those believers or non-believers who ask open-ended questions are taught that the question is a mystery that will only be revealed through some mystical experience or in the afterlife. Further insistence in asking open-ended questions is viewed as blasphemy or a sign of heresy.
So too, nationalist renditions of history most often share a mythological conception of history as well. The history books of any nation generally try to paper over actual struggle between classes, enslavement, colonization, and torture that litters its history. Members of a culture that have built nationalist histories like to present themselves as being in complete agreement about the where and when of their myths. But, in fact, myths compete with each other and are often stimulated by class differences within the nation. Smith (2003) gives the following examples:
The Celtic pagan vs. Christian antiquity in Ireland
The Gallic vs. Frankish origins and culture in France
The Anglo-Saxon vs. Norman origins of Arthurian cultures in England
The Classical Hellenic vs. Byzantine origins in Greece
The Islamic-Ottoman vs. Turkic origins in Turkey
The Davidic-Solomonic vs. Rabbinic Talmudic traditions of the Golden Age of Israel
Nationalist history is sanitized, polished, and presented as the deeds of noble heroes. This mythology is intensified by the way the founders of religion and the nation are treated. It is rare that Moses, Christ, or Mohammad, in addition to their good qualities, are treated as flesh and blood individuals with weaknesses, pettiness, and oversights. So too, in the United States, George Washington and Thomas Jefferson are treated like Moses or Christ, having charismatic powers (Zelinsky, 1998). Just as religion attacks open-ended, critical questions of heresy, so nationalists tar and feather citizens as unpatriotic when they question national stories and try to present a revisionist history.
Written records and artifacts comprise the building materials for historians. Myths are often treated as untrustworthy and are interpreted sociologically or psychologically for their “real meaning”. Historians might say that myths tend to oversimplify, exaggerate, and act as comforting devices rather than describe events that actually occurred. Collective memories are treated by historians as untrustworthy because, just as individuals have selective memory, so can whole cultures. However, for both monotheism and nationalist histories, the search for records and artifacts tends to be used to support the memories and myths that cultures already believe.
Further, what makes nationalist histories and monotheism different from the work of professional historians is the direction of history. All national histories have a cyclical shape. They begin with a golden age and are followed by a period of disaster or degradation and, after much struggle, a period of redemption. First, there is a selection of a communal age that is deemed to be heroic or creative. There is praise for famous kings, warriors, holy men, revolutionaries, or poets. Second, there is a fall from grace, whether it be a natural disaster, a fall into materialism, or external conquest. Third, there is a yearning to restore the lost communal dignity and nobility. In order to return to the golden age, they must emulate the deeds and morals of its past epoch. For Christianity, the golden age consists of the story of Adam and Eve. For the Hebrews, it is the Old Testament with Moses in the wilderness. In the United States, it is the time of pioneers, frontiersman, cowboys, and Western expansion. These are mythic archetypes that are endlessly recycled today in the names of banks, television commercials, television programs, and movies.
Contrary to both nationalism and monotheism renditions, among professional historians, whether there is a shape to human history is controversial. Some 18th and 19th century historians also saw history as having a linear time direction. The movement from beginning to end was categorized as progress. This means that things are gradually getting better for human beings as we progress through history in the areas of technology, economics, political institutions, and morals. However, after two world wars, the Great Depression, and the rise of fascism, this position has fallen into disfavor among most historians.
The Function of the golden ages
Smith identifies four functions of the golden ages. The first is to provide a sense of continuity between the present and past. Golden ages do this either through the presentation of a cyclic mythical story or through an archaeologist’s geological discovery of a long-lost vernacular language, a sacred book, or artifact. Second, the golden age grounds nationalist culture with an identity in the flux of historical change. Third, a golden age provides a community with temporal roots, a time for beginnings and endings. Lastly, golden ages give expression and sanction to a quest for authenticity. It provides models for the nation’s true identity, stripped of cultural mixing, corruption, and decline.
Creating altered states of consciousness
Everyday life is composed of small conflicts and problems that most often require neither a sense of adventure nor a great deal of social solidarity to resolve. But extraordinary life circumstances require both risk-taking and group support. Whether the sacred tradition is magical, religious, or nationalistic, it appeals to the big picture and requires the adventure and support that goes with it.
In tribal societies, rituals before war or harsh rites of passage induce altered states of consciousness, which are memorable because they require both courage and dependability. Popular monotheistic states of consciousness invite speaking in tongues, devotional emotional appeal, and the promise of being taken care of in exchange for obedience. In nationalistic settings such as recruiting offices, prospective soldiers are promised they will be taken care of by a strict military discipline while having great adventures in other parts of the world. Like monotheism, nationalism appeals to the petty side of humanity. Participants are told they are an elite group, superior to other nations. Once inside the military, boot camp becomes the arena in which individual will is broken. New recruits are taught to be dependent on authority and to not question things.
Altered states can be created by either sensory saturation or sensory deprivation. A great example of sensory saturation to create an altered state is the Catholic mass. Here we have the bombardment of vision (stained glass windows), sound (loud organ music), smell (strong incense), taste (the holy communion), and touch (gesturing with the sign of the cross). Sensory deprivation in a monotheistic setting includes fasting, prayer, or meditation. Sensory deprivation in nationalistic settings is at boot camp and on the battlefield of war itself.
Sensory saturation occurs in nationalistic settings at addresses by prominent politicians, such as the presidential state of the union addresses, in congressional meetings, at political rallies, and during primaries. Presidential debates and elections are actually throwbacks to rituals and ceremonies. Those diehards of electoral politics who attend these rituals are at least as taken away by the props as were participants in a tribal magical ceremony. In Yankeedom, the setting includes the Great Seal of the United States hanging above the event, along with the American flag, a solemn pledge of allegiance, a rendition of “God Bless America,” and a military parade.
Attachment vs. detachment to land
As Yi-Fu Tuan (1977) and others have pointed out, tribal societies’ sense of physical setting contains a psychic element, where rocks and rivers are not physical things separated from our psychological states, but rather they have a psychic field before we even interact with them. When we interact with them, they deepen our own memories, dreams, and emotional life. This sense of attachment was not attachment to a nation, but a kind of group loyalty to the ecological setting of trees, mountains, and rivers. Tuan refers to this as attachment to “places.”
With the rise of monotheism, and later commerce in city-states, physical nature as a psychic, sacred place is undermined by a geographical conception of “space” as being purely physical and secular. Correspondingly, outside of churches, much of Christianity saw natural geography either as a temptress—a lush and tropical jungle—or as a wasteland.
The relationship between monotheism and territorial attachment is conflicted. On the one hand, elite monotheists depreciate the importance of territorial attachment as an expression of pagans whom Christians feel are enslaved to the land. The prophets promote a kind of cosmopolitanism. Yet on the other hand, the more fundamentalist sects in popular monotheism insist on locating the actual birthplace of the religion and making it the scene of pilgrimages—Muslims go to Mecca, Christians to Bethlehem—or even a permanent occupation as with Zionist Jews in Palestine. In a way, on a more complex level, the rise of a nation’s sense of loyalty based on geography is a kind of return to pagan attachments to place.
Promised lands of the past: the Swiss Alps
We need to make a distinction between the promised land as an ancestral homeland (the past) and the promised land as a land of destination (the future). During the late Renaissance, the Alps were becoming a source of interest for artists like Dürer, Bruegel, and da Vinci as a vortex of the great powers of nature (Tuan, 1977). Naturalist Conrad Gessner climbed Mount Pilatus in 1555 to lay to rest stories about evil spirits in the mountains, and he raved about the clarity of mountain water. But the link between the Alps and the national identity of the Swiss was made only by 18th-century Enlighteners. They championed the primitive virtue of simple Alpine rustics. A century ago, Ernest Bovet, professor at Zurich University, wrote that Swiss independence was born in the mountains:
A mysterious force has kept us together for 600 years and has given us our democratic institutions. A good spirit watches our liberty. A spirit fills our souls, directs our actions and creates a hymn on the one ideal out of our different languages. It is the spirit that blows from the summits, the genius of the Alps and glaciers. (Tuan, 1977, page 161)
In his play William Tell, Friedrich Schiller links the origins of the Swiss confederation to the purity of the Alpine landscape.
Promised lands of the past: Anglo-Saxons
For the Anglo-Saxons who had traveled across the waters to Britain, the analogy with Israel’s election was established by the time of King Alfred and his successors before the 10th century. The parallel between the Exodus of the Israelites and the journey of the Saxons across the seas from Denmark and Germany to Britain was already present, according to Anthony Smith, in Bede’s work as long ago as 730 CE.
It was the Anglican Church that, supported by the monarchy, advanced providential interpretations of Anglo-Saxon history. England was imagined, in biblical terms, an island nation under God in the manner of ancient Israel. The Germanic invasions of Britain were understood as divine punishment. The invasions of Anglo-Saxon land were compared to the assaults of the Assyrians upon the Jews.
According to Adrian Hastings (1997), the Norman Conquest did little to diminish the sense of English nationhood, except that the French language replaces Anglo-Saxon languages among the elites for almost two hundred years. It was only towards the end of the 13th century and into the 14th century that a more aggressive and widespread English national sentiment appeared in a series of wars conducted by Edward I against Wales, Scotland, and later France. Nationalism was also fueled by the rise of English literature in the age of Chaucer and the use of English in the administration and the courts.
During the 17th century, Cromwell’s New Model Army and the English Civil War against Catholic influence deepened the connection between the English people and their feeling of being chosen. In fact, men going into battle for Cromwell’s New Model Army were inspired by hymns and songs from the Old Testament. Myths of the English Protestant election was carried over into the constitutional settlement after 1689. Hans Kohn (2005) also claims that the Puritan myth of missionary election became deeply entrenched in subsequent English nationalism. Christopher Hill (1964) points out that Milton’s writings contain frequent assertion of the English having been chosen. This is carried over into colonial attitudes of cultural superiority and paternalism overseas.
Promised lands of the future: Yankeedom and the Dutch
For the Puritan settlers in America, who fled the Restoration and experienced a perilous exodus in crossing the seas, it was easy to create in their imaginations an “American Israel,” or a “New American Jerusalem.” Though conditions were difficult at first, the scale and abundance of the continent held promise for many immigrants. American Puritans’ ideal of the “City on the Hill” was originally confined to small settlements and towns. From the early 19th century on, the promised-land concept came to include expansion across the United States. As the Western frontier expanded and indigenous populations dwindled from disease or conquest, the belief in a providential and manifest destiny was extended. This is exemplified in the epic paintings of Thomas Cole, Edwin Church, Frederic Remington, Thomas Moran and Sanford Gifford that glorify the majesty of the West. Anthony Smith (2003) points out that the relationship of sublime landscape to nationalism was not unique to the United States.
Even more than the British, the Dutch returned to the Old Testament—the idea of themselves as the chosen people and the children of Israel—to build their national and colonial identity. At first the Dutch strove for their rights to their land in their struggle with Spain. But then it was used later in the story of the Dutch Afrikaners who colonized South Africa.
The Great Trek of Dutch-speaking farmers from the British-ruled Cape Colony occurred 1834–1838. The wandering of the Boers from British oppression to freedom in a promised land was interpreted as deliverance of Israelites from Egypt. The Dutch saw themselves as a later-day version of the Puritans—the prototypical Israelites, fleeing a British pharaoh. But the Dutch were also taking the land of the Zulus. In the Battle of Blood River, the badly outnumbered Boer farmers linked ox wagons in a circle and held off an army of three thousand Zulus. A few had taken a vow that if God would deliver them from their enemies, they would honor Him on that date, and so the Battle of Blood River was celebrated annually.
The covenant and the Great Trek amplified later Boer drives for purity through separation from all other peoples:
The genealogy of Ham…legitimated the servitude of non-white heathen to the Judaeo Christian children of Shem. Just as the Pentateuch and Book of Joshua had commanded the Israelites to drive out the idolatrous peoples of Canaan… their descendants believed they were destined to take the lands of heathen natives and expel or rule over them. (Smith, Chosen Peoples, page 81)
To be “the elect” was to justify land conquest.
Using the theme of the promised land as both a past and a future for the nation is powerfully described at the hundred-year anniversary commemoration of the Afrikaner Great Trek. Daniel Malan, a chief instigator in the Dutch Reformed Church, said the following in his speech:
You stand here upon the boundary of two centuries. Behind you, rest your eyes upon the year 1838 as upon a high, outstanding mountain top, dominating everything in the blue distance. Before you, upon the yet untrodden Path of South Africa, lies the year 2038, equally far off and hazy. Behind you, lie the tracks of the Voortrekker wagons, deeply and ineradicably etched upon the wide outstretched plains, and across the grinning dragon-tooth mountain ranges of our country’s history. Over those unknown regions which stretch broadly before you there will also be treks of the Ox Wagon. They will be your Ox Wagons. You and your children will make history. (Smith, 2003)
Smith concludes, from these and many other examples, that no amount of manipulation by elites of myths and biblical texts could have mobilized and transplanted such large numbers unless these myths and texts were rooted in sacred beliefs of ethnic election. He shows that these beliefs were deeply rooted in the history of everyone in the ethnic group, not just the elite. Modern theorists of the nation separate nature from the history of cultures and separate the human psyche—emotion, memory, inspiration—from the landscape, but, according to Smith, they simply cannot explain this kind of attraction to nationalism.
From mission of the chosen people to Manifest Destiny
Earlier we said that what separates monotheism from polytheism is the expansionary, missionary zeal of monotheism. This tendency was also characteristic of many nation-building projects throughout history. Both monotheism and nationalism wish to expand. There is an exclusive commitment to either one religion or one nation; yet once that exclusive commitment is made, the religion or nation sometimes advocates for expansion around the world. Table 2 below shows a summary of the commonalities between monotheism and nationalism.
Table 2 Commonalities Between Monotheism and Nationalism: Beliefs and Dramatization
Monotheism Judeo-Christian
Category of Comparison
Nationalism (United States)
A sacred system prevalent stratified state societies with possible developing empires in which a single, abstract and transcendental deity presides over “chosen people” via a contract or covenant
Definition
A secular system which exists in capitalist societies in which a single nation claims territory regulated by a state. It is an ideological movement for the attainment and maintenance of three characteristics: autonomy, unity, and identity
Destroys gods and goddesses, ancestors, spirits, totems, and earth spirits
Destruction of intermediaries
Destroys loyalty to kin groups, regions, religion, and social class
Singular: “I am the Lord thy God, thou shalt not have strange gods before me” (Idolatry)
Sacred Source
Singular: One nation— “Thou shalt not have other nations before me”
Covenant: contract of equality of participants before God as opposed to class or status differences in access to God.
Type of binding to source
Constitutional: contract of equality as citizens as opposed to class and status differences
Chosen people
Status in relation to other groups
Chosen people (American Exceptionalism)
Lighting up the world; opening a blind eye (missionary work)
Expansion
Manifest destiny, making the world safe for democracy, and flooding colonized countries with commodities
Human history is important, but it combines facts, myths and memories. Distorts and omits conflict and atrocities. Resistance to revisionist history.
Importance of history
Human history is important, but it combines facts, myths and memories. Distorts and omits conflict and atrocities. Resistance to revisionist history.
Golden ages: Adam and Eve, Old Testament and wilderness
Importance of origins
Golden ages: Founding of Jamestown, taming the western wilderness with pioneers, frontiersman, and cowboys
Strangers united in the brotherhood of man
Composition of community
Strangers united as citizens of the nation.
Moses, Christ
Founders mythologized
Washington, Jefferson, Franklin
Ceremonies: going to mass, speaking in tongues, dancing in the aisles, blessing one’s self, crucifix
Ceremonies; symbolic reality; giving thanks
Presidential elections, rallies, Great Seal of the United States, military parades, pledging allegiance, flag
Sensory deprivation: prayer, fasting, meditation Sensory saturation: Catholic Mass (stain glass windows, organ music, incense, Holy communion)
Methods of altering states of consciousness
Sensory deprivation: boot camp, fighting in a war. Sensory saturation: singing the national anthem, flag waving, hot dogs, apple pie
Religious paintings: Gothic Cathedrals, Sistine Chapel (Michelangelo), The Last Supper (Da Vinci)
Paintings
Patriotic paintings: Washington Crossing the Delaware, redemptive Western landscapes (Remington, Moran)
Liturgical hymn books: “Amazing Grace,” Christmas music
Music
“The Star-Spangled Banner,” “My Country, ‘Tis of Thee,” “God Bless America,” “Battle Hymn of Republic
Militarized borders — comprising walls, barriers, fences and repressive border policies — have become something of the norm in today’s world, which otherwise is in favor of the free movement of goods and capital. But that wasn’t always the case. The United States, for example, had no federal immigration laws during the first century of its existence. There are strong moral…
“I am the Lord Thy God, Thou Shalt not have strange gods before me” is not just a religious commandment. Every nation-state expects their citizens to give up or subordinate their regional loyalties, their class, their ethnicity and even their religion to this new god. If we could tell any culture in the world before the 18th century that we nationalists are willing to give our lives to fight strangers in a land we have never seen, they’d say we were crazy. I am a US citizen by birth, Italian by heritage, living in the state of Washington. But I am expected to feel more loyalty to someone who is English, living in North Carolina because they also live in the US. I am expected to feel more loyalty there than I would be to a fellow Italian living in Genoa.
People living in tribal societies would think we nationalists have lost our reason. It took a very heavy duty propaganda machine lasting over 300 years to make us loyal nationalists. This article and the next two explain how this process occurred.
Questions about nationalism, nations, and ethnicity
Nationalism is one of those words that people immediately think they understand, but upon further questioning we find a riot of conflicting elements. There are three other words that are commonly associated with nationalism that are used interchangeably with it: nation, state, and ethnicity. But these terms raise the following questions:
What is the relationship between nationalism and nations? Were there nations before nationalism? Did they come about at the same time or do they have separate histories? Can a nation exist without nationalism? Can nationalism exist without a nation? Ernest Gellner (Nations and Nationalism) thinks so.
What is the relationship between a state and a nation? After all, in the premodern world there were primitive states such as Egypt and Mesopotamia that were not nations. On the other hand there were nations within larger polities (like Poland) that were without national sovereignty and part of empires.
What about the relationship between a state and nationalism. Can states exist without the flag of nationalism? When were national flags introduced? Can people be nationalistic without having their own state?
What is the relationship between ethnicity and a nation? Can one be part of an ethnic group and not have a nation? Can one be a part of a nation without being in an ethnic community?
When did nations emerge? The school of primordialism argues that nations emerge early in human history and must have an ethnic core. This group of scholars are called primordialists. Modernists claim that nations come later in European history, anywhere from the 12th to the end of the 18th century,
There is rich scholarly work in this field and most agree that nations, nationalism, ethnicities, and states are not interchangeable. [1] Despite scholars’ differences around the questions above, they agree that nationalism as an ideology arose at the end of the 18th century with the French Revolution. Since our purpose is to understand nationalism, not nations or ethnicities, we are mercifully on safe ground to limit our discussion to nationalism.
Tumultuous Times
It is tempting to think that since the Western individualism that we live under today rejects loyalty to the village, kinship group, or region, individualism was against any social commitment outside of short-term contractual relations. After all, by the end of the 18th century, the world was changing rapidly. Agricultural capitalism was undermining the last vestiges of village life in feudal Europe, while the Enlightenment cosmopolitanism saw loyalty to local communities as being superstitious and backward as it hammered away at traditional religious beliefs. The Industrial Revolution was emerging in England, cutting former peasants and artisan cities from their village roots.
In 1789 France was the scene of the first modern revolution. Between 1789 and 1793 merchants, together with artisans in Paris and peasants in the countryside, had risen against the king and the aristocracy. It was the first time large masses of people had entered a stage of history. However, in these unstable times, some sort of regularized social order was necessary. What came out of the French Revolution provided for a new, non-blood community of individualists – nationalism. The “nation” stands in a tension-filled spatial crossfire between a cosmopolitan globalization of capitalism on the one hand and subnational regional or local identities of collectivism on the other. This community, or “The God of Modernity” as Josep Llobera (1994) claims, is nationalism.
Elements of Nationalism
Four sacred dimensions of national identity
In his wonderful book Chosen Peoples, Anthony D. Smith defines nationalism as an ideological movement for the attainment and maintenance of three characteristics: autonomy, unity and identity. Nationalism has elite and popular levels. Elite nationalism is more liberal and practiced by the upper classes. Popular nationalism is more conservative and practiced by the lower classes.
According to Smith, the four sacred foundations for all nations are a covenant community, including elective and missionary elements; a territory; a history; a destiny. A major concept of Romanticism that helped develop nationalism was the “cult of authenticity”:
At the center of the nationalist belief systems stands the cult of authenticity, and the heart of this cult is the quest for the true self. Authenticity functions as the nationalist equivalent of the idea of holiness in many religions. The distinction between the authentic and the false or inauthentic carries much of the same emotional freight as the division between the sacred and the profane. And, just as the sacred things are set apart and forbidden, so authentic nationals and national objects are separated and venerated. (Chosen Peoples, p. 38)
The fourth sacred source of nationalism – destiny – is a belief in the regenerative power of individual sacrifice to serve the future of a nation. In sum, nationalism calls people to be true to their unique national vocation, to love their homeland, to remember their ancestors and their ancestors’ glorious pasts, and to imitate the heroic dead by making sacrifices for the happy and glorious destiny of the future nation.
Core doctrine of nationalism
These four dimensions of sacred sources in turn relate to the core doctrine of the nation, which Smith describes as the following:
The world is divided into nations, each with its own character, history and destiny.
The source of all political power is the nation, and loyalty to the nation overrides all other loyalties.
To be free, every individual must belong to a nation.
Nations require maximum self-expression and autonomy.
A world of peace and justice must be founded on free nations.
Phases of Nationalism
Most scholars agree that nations are a necessary but insufficient criterion for nationalism. While most agree that nationalism did not arrive until the end of the 18th century, almost everyone agrees with the following phases of nationalism:
Elite nationalism—This first nationalism emerged with the middle classes and used language studies, art, music and literature to create a middle-class public. The dating of this phase varies depending on the European country and ranges from the early modern period to the Middle Ages.
Popular nationalism—A national community took the place of the heroes and heroines who emerged with the French Revolution. This nationalism was political and was associated with liberal and revolutionary traditions. This phase is roughly dated from 1789 to 1871.
Mass nationalism—This nationalism was fuelled by the increase in mass transportation (the railroad) and mass circulation of newspapers. It also became associated with European imperialism and argued that territory, soil, blood and race were the bases of nationalism. This last phase of nationalism was predominant from 1875 to 1914.
In the second and third phases of nationalism, rites and ceremonies are performed with an orchestrated mass choreography amidst monumental sculpture and architecture (Mosse, 1975). We will cover each of these phases in more detail as we go.
We said earlier that due to the Industrial Revolution, among other things, individualists began to sever their ties to ethnicity, region, and kinship group as capitalism undermined these identities. By what processes were these loyalties abandoned while a new loyalty emerged? The new loyalty is not based on face-to-face connections, but rather is mediated by railroads, newspapers, books. This is a community of strangers whose loyalty to the nation is not based on enduring, face-to-face engagements. As we shall see, states create nationalism by two processes: first by pulverizing the intermediate relationships between the state and the individual and second by bonding individualists to each other through loyalty to the nation forged by transforming religious techniques into secular myths and rituals.
The Primitive Accumulation of Nationalism: Evolution of States
What is nationalist accumulation?
In Karl Marx’s description of the evolution of capitalism, he describes its first phase as “the primitive accumulation of capital”. By this he means the violent process by which peasants are driven from their land, separated from their tools, cattle, horses and farm products, and then with nothing left to sell but their labor, are forced to work in the factories of capitalists. This primitive accumulation process is then glossed over by Adam Smith and other capitalist economists who create a sanitized version of capitalism’s origins which more closely resembles mythology than history.
This section shows the primitive accumulation of nationalism. We shall discuss the origins of nationalism based on wars between states, wars within states and their own populations, the manipulation of religious techniques to serve the purposes of states’ own purposes, and the propagandization of the state’s own population in order to bind and sustain popular loyalty.
European Systems of States
Before we discuss nationalism further, we need to do a bit of work in disentangling the relationship between states and nations. Since they each have separate histories before they were joined at the end of the 18th century into what Charles Tilly calls “national states”, we will start with states.
Tilly (1992) defines states simply as:
politically centralized institutions;
independent from households, kinship groups, economic associations and clubs;
functioning to steer social policy and maintain public order;
monopolizing control by means of violence; and
ruling over a designated piece of land.
Tilly notes that Europe, unlike Asia, has never been dominated by a single empire. In Europe, after the fall of the Roman Empire, the fragmented nature of Western societies allowed emerging states to develop autonomously and to compete with one another. Because no state was very powerful, these states were closer to being equal, and this equality fueled military innovation. These innovations helped build centralized powers that out-competed other kinds of states, such as city-states and empires. States were able to achieve this not only because they assembled standing armies, as opposed to using mercenaries, but because they pacified their domestic population.
While the Muslim, Byzantine, Ottoman and Mongol empires tried to incorporate Europe into their folds, nothing was successful. What arose in Europe instead were regional hierarchies based on trade and manufacturing that maintained an edge over an interstate rule’s imposition. What also arose was a system of states. This means that states regularly interact. Their anticipated interaction affects the policies of every state in a way that, in most cases, deters violence. In contrast, in Asia there was no system of states or recognition of an interstate system; kingdoms and empires simply rose and fell. The merchant class never got out from under the emperor.
Absolutist States
During the feudal Middle Ages, centralized political power was weak. Real political power was in the hands of local aristocrats and the Catholic Church. But as merchants rose in the towns to challenge aristocratic rule, they also formed alliances with kings who wanted to build up a more centralized state. Under the resulting agreements merchants funded standing armies, thus building a centralized state apparatus, in exchange for state protection of merchant long-distance trade.
Centralized State Against Localities and Intermediate Organizations
Absolutist states in Europe didn’t emerge out of nothing. According to Tilly, they emerged out of kingdoms, empires, urban federations, and city-states and had to compete with them for allegiance. In feudal times, local authorities could match or overwhelm state power. This slowly changed as the state centralized power.
In their battles against these other political forms, states learned hierarchical administration techniques from churches that had hundreds of years of experience holding together the sprawling kingdoms of Europe, beginning with the fall of the Roman Empire and throughout the early, central, and high Middle Ages. In order to command obedience, the absolutist state had to break down the local self-help networks that had developed during the feudal age and among those states that became empires.
The state’s strategies and enactments included setting taxed farmers against poor peasants and artisans, forcing the sale of animals in exchange for taxes, imprisoning local leaders as hostages to ensure the community’s payment of overdue taxes, turning mercenaries returning from wars on a civilian population, and conscripting young men who had been their parents’ main hope for comfort in old age. What stood in the way of state centralization were the clergy, landlords, and urban oligarchies who allied themselves with ordinary people’s resistance to state demands.
On the positive side, Tilly reports that homicide rates in the 16th and 17th centuries were half that of the 13th century. The state’s disarmament of civilians took place in small steps, such as through the following tactics:
Seizure of weapons at the end of rebellions
Prohibition of duels
Control over the production of weapons
Introduction of licensing for private arms
Restriction of public displays of armed force
Elimination of fortress-castles
To gain revenue for wars, early states had slim pickings for squeezing tribute and rent from their populations. But as the monetary economy spread and credit became available, it became possible for the state to receive payments from flows such as exercise customs, tolls, stocks (e.g., property), and land tax.
Dividing and conquering intermediaries
Early modern popular allegiances of culture, language, faith and interests did not neatly overlap with centralized political boundaries. States played a leading role in determining who was included and who was excluded in their jurisdictions. This would force people to choose whether they wanted to live in a state where they would, for example, become a religious or cultural minority. Furthermore, the state can play its cultural, linguistic, and religious communities against one another by first supporting one and then switching to support another.
It may seem self-evident that absolutist states would try to join and expand whatever local identity a people had, such as the Basques or the Catalans in Spain. However, this was not initially the case. A local identity was interpreted as a threat just like any other non-state identity—region, ethnic group, or federation—because it competed with the state for people’s loyalty. It was only later when states were out of cash and desperate for manpower that they began trying to manipulate these outside loyalties by promising citizenship and later education in exchange for taxes and conscription.
Sociologists and social psychologists demonstrated that among a group with internal conflicts the best way to forge unity is to present them with a common group enemy. An individual’s group loyalty is solidified by discrimination against an outside group. A scapegoat is selected because it is present, visible, powerless to resist, and useful for displacing aggression.
Building a centralized nervous system: postal networks and newspapers
States reduced barriers between regions by developing roads and postal systems. In the late medieval world, the emergence of private mercantile networks enabled postal communication (Starr, 2004). In the 15th and 16th centuries, private postal networks were built. In France, the postal system was created as early as the late 1400s, and England’s came about in 1516. They expanded until they linked together much of Europe, employing 20,000 couriers. Turnpike construction upgraded routes from major centers to London. From the second half of the 18th century, the postal network offered regular service between regions as well as into London. By 1693 in the United States regular postal service-connected Philadelphia, New York and Boston, and the comprehensive postal network assured postal privacy. The network of US postal systems came to exceed that of any other country in the world and was a way to bring the Western frontier under the umbrella of the Northern industrialists in their struggle against the agricultural capitalists of the South.
Postal networks supported the creation of news networks intended for bankers, diplomats and merchants. They contained both the prices of commodities on local markets and the exchange rates of international currencies. Newspapers also helped centralize and nationalize American colonies by pointing to commonalities across regions. For example, the Stamp Act led to the first inter-colonial cooperation against the British and the first anti-British newspaper campaign.
State vs religion conflicts
In spite of what they learned from ecclesiastical hierarchies about organization, the state and the Catholic church were opposed to each other. The church was an international body that had a stake in keeping any state from competing with it for power. Before the alliance between merchants and monarchs, the Catholic church played states off of one another. One event that began to reverse this trend was the Protestant Reformation. Protestant reformers may not have been advocates for the national interests of Germany, Switzerland, Holland, or England, per se, but they were against the international aspirations of the Catholic church. Protestant leaders like Wycliffe and Hus called for the use of vernacular (local language) rather than internationalist Latin in religious settings. The Protestant religions became increasingly associated with either absolute monarchies or republics (e.g., the Dutch).
The Treaty of Westphalia in 1648 helped end one hundred years of religious wars, and there was an expectation among internationalists that Catholics and Protestants would choose separate countries. According to Llobera (1994), this helped cement the legitimacy of the state. Religious dissidents caught in the wrong country—Catholics in England; Jews, Muslims or Protestants on the Iberian Peninsula; or the Huguenots in France—were seen as potential enemies of the state.
In his book Faith in Nation, Anthony Marx argues that one of the ways the state gained the upper hand over religion was to play religions off of one another within the political boundary. In order to organize support for themselves, states commanded loyalty from their subjects by scapegoating minority religious populations. Anthony Marx argues that state unity was not achieved simply and peacefully through an expanding homogenization process carried out through newspapers, railroads, or common political affinities. The actual process was a divide-and-conquer strategy that lasted for two hundred years.
Anthony Marx takes issue with the notion that a vital part of national identity is in remembering the great deeds of the nation. He says that it is more important for a subject or citizen to forget. This means developing a collective amnesia about past religious massacres and civil wars. In contrast to Enlightenment-era liberal interpretations that national loyalties should be based on citizenship and democracy, which come to replace religious superstitions, Marx says that the state is founded on religious intolerance. Strangely, citizenship and democracy have their roots in exclusion and the amplification of majority–minority conflicts.
National states
According to Tilly (1992), state activities involve a minimum of three processes:
State making—attacking and checking competitors and challengers within the territory claimed by the state
War making—attacking rivals outside the territory claimed by the state
Protection—attacking and checking rivals of the rulers’ principle allies, whether inside or outside the territory claimed by the state
According to Tilly, national states separated themselves from absolutist states creating the following additional functions upon their subject populations:
Adjudication—authoritative settlement of disputes
Distribution—intervention in the allocation of goods
Production—control of the creation and transformation of goods and services
Nationalism in the 19th Century
In the West, when we think of nationalism today, we might imagine right-wing racists and flag-waving war mongers. That is certainly a popular image that began in the last decades of the 19th century, but not before then. After all, the breakdown of intermediate organizations—regional, ethnic, and kin—was opposed by conservatives in the name of religious and aristocratic “tradition.” Hobsbawm (1983) says that what we weakened by modernization was:
the legitimacy of dynasties, which crossed states;
the divine ordination of states (kings were understood to be holding a spiritual office);
the historical right to continuity of rule without a political monitoring process (no input from the middle and lower classes); and,
religious cohesion across territories.
In the 19th century, we can identify three phases of nationalism and, interestingly, nationalism becomes more right wing only at the end of the 19th century. The three phases are:
patriotism and early nationalism (1789–1848);
liberal nationalism (1848–1871); and,
right-wing imperialistic nationalism (1871–1914).
Patriotism from 1789 to 1948
According to Viroli (2003), there was a long-standing patriotic tradition that was based on the republican forms of government that date all the way back to the Romans, the Italian city-states, and the Dutch cities founded on the presence of political institutions, especially constitutions. The English, American and French revolutions were fought over loyalty to political freedom from the church and crown. While initially championed by the upper and middle classes, patriotism then spread to the lower classes after the French Revolution and the Italian nationalist movement of Mazzini.
For patriots, unlike later right-wing nationalists, ethnicity, history, language, landscape and blood elements were irrelevant for consolidating loyalty. Loyalty to country was created through the political choice of its members. It did not draw inspiration from the past but imagined itself as a model for future societies. In the first half of the 19th century, patriotism was inseparable from the middle and working classes. Nationalism became more radicalized in the 1830s and 1840s, becoming associated with the working classes and the poor. Hobsbawm (1990) says class consciousness had a civic, national dimension.
Liberal nationalism (1848-187)
According to Hobsbawm, the number of nation-states was small in the early 19th century. Before the second half of the 19th century, there were nations without states and states without nations. Nations existed within states and across states. For example, the French saw no contradiction in electing Thomas Paine, an Englishman, to its national convention. To the extent that progressives identified with the emergence of newspapers, urbanization, and centralized transportation, nationalism went with republicanism and liberalism.
The 19th century revolutions in transport and communications typified by railways and telegraph tightened and routinized the links between central authority and its remotest outposts. Rural people were brought into the loop through gendarmes, postmen, policemen, school teachers, garrisons of soldiers and military bands. The state kept records of each of its subjects and citizens through the device of regular periodic censuses. Census did not become general until the middle of the 19th century. This included records of births, marriages, death. (Hobsbawm, 1990)
Mercantilists wanted to promote national economic development. For example, Alexander Hamilton aspired to unite the nation with the state and the economy by founding a national bank. The national bank assumed national responsibility for the debts of local states and protected national manufacturers through high tariffs. These measures were also intended to develop the seed of national awareness among citizens.
Between 1848 and 1880, in practice, there were four criteria that allowed a people to be firmly classed as a nation. It had:
sufficient size to pass the threshold in the number of people under its banner
a historic association with a current state that could claim a fairly lengthy past (for example, the existence of English, French, Russian, or Polish nations);
a long-established cultural elite, possessing a written national literary and administrative vernacular; and,
the capacity for conquest (Hobsbawm says there is nothing like an imperial power to make a population conscious of its collective existence).
As the poor and working classes increased in emerging or expanding European cities, they built a new force to be reckoned with: unions. From the point of view of the state, citizens were no longer subjects and their consent had to be negotiated.
Political membership in a nation was the emulsifier that bound the state to its citizens, with the promise of democratization in the name of the nation as a way states could acquire legitimacy in citizens’ eyes.
In the last half of 19th century, democratization, unlimited electoralization of politics was unavoidable. It was a new covenant, a civic loyalty, a civic religion that could hopefully out-compete not only traditional loyalties but newly developing class loyalties of the working class. In exchange for the vote, citizens could now be recruited for military duty. By the 1850s as socialism was joined to the union movement, the left gradually became associated with internationalism and while nationalism was taken over by the right wing. (Hobsbawm, 1989)
Right-wing, imperialistic nationalism (1872-1914)
Increasing tensions between nations, classes, religions and ethnic groups
The political unification of Germany in 1871 and its rapid industrialization changed the balance of power in relation to England, France and the United States. In the United States, there were five economic panics (1819, 1837, 1857, 1873, and 1893), which undermined the trust of capitalists in Europe. The result was a protectionist economic foreign policy in all major countries except England. National tariffs allowed for building up home industries rather than having those industries compete internationally.
At the same time that there was political concentration within states, these same states looked to expand their territories through colonization. Italy attempted to expand into Eritrean Somaliland and Ethiopia, the Russians expanded into Turkistan and the frontiers of China, and the United States annexed Hawaii and part of Samoa and forcibly acquired Puerto Rico and the Philippines.
As national states were consolidating their power, a growing number of ethnicities within these national states were fighting either for their independence or for more rights within these states. These included the Irish against the British, the Breton, Flemish, and Corsicans against the French, the Finns, Lithuanians, and Ukrainians against the Russians, the Basques and Catalans against the Spanish, the Czechs, Serbs, Slovaks, and Romanians against the Austrian-Habsburg Empire, and the Norwegians against the Swedish. As Marxists have long pointed out, there was no more effective way of diverting the class struggle between workers and capitalists than to point to other races, other religions, or other nations as the sources of their problems.
The economic instabilities at home that drove capitalists to seek new markets resulted in colonial rivalries. There was war between England and the Dutch (Boer War) between Italy and Turkey; between Russia and Japan in 1904, between China and Japan, and between the United States and Spain in 1898.
Increasing economic disruption also saw the rise of religious intolerance in France, Germany, Russia and the United States. The French state encroached on the functions and rights of the Catholic Church when no more religious instruction was allowed and the Jesuits were banned. In Germany, by the mid-1880s, the Jesuits were also banned.
The rise of unions, socialism, and the Paris Commune threatened capitalist profits from below. This led to an “open door” policy among the heads of state, who would import cheap foreign labor to undermine the increasing demands of local workers. The mass migrations between 1880 and 1914 from Eastern Europe to Western Europe threatened the livelihood of local workers and made them more susceptible to nationalism.
Lastly and paradoxically, the freeing of the slaves in the United States in 1865 led to an increase of racial ideology in the United States. There was soft coercive assimilation of “the melting pot” ideology directed at Eastern Europeans. After the Civil War, the North attempted to paper over their basic economic differences with the South by using the increased hatred of blacks by whites in the South to unite the North and the South by appealing to a white racial nation. But racism was not limited to the United States. In Europe there was a Social Darwinist interpretation of the origin of races: in England Chamberlain), France (Gobineau), and Germany (List).
Novel characteristics of right-wing nationalism
According to Hobsbawm (1990), nationalism between 1880 and 1914 differed in four major respects from the earlier patriotic criteria for nations:
There was the abandonment of the threshold principle of the 1830s. This meant that a body of people who considered themselves a nation could claim the right to self-determination, meaning they had the right to separate as a sovereign, independent state with their own territory.
Ethnicity and language became central criteria for nationalism. This was partly a reaction to increasingly massive geographical migrations of people.
There was the presence of race ideology of social Darwinism, which treated nations as organisms where only the fittest survive.
There was a sharp shift to the political right, away from republican inclusion and political principles of the Enlightenment and towards an imperial expansionist outlook.
Building nationalism is not just a political and economic process. In France, Britain, the United States and Germany, nationalist clubs sprang up along with fraternities, national holidays, the invention of flags, national anthems, and monuments (Mosse 1975). In the United States, original motivation for public schools was less for learning and more as hothouses for civic patriotic propaganda. They included flags outside of school houses along with pledges of allegiance (O’Leary, 2000).
Conclusion
While individualism rose in the West by the 12th century, the European political development — including political representation and the rise of capitalism — required another kind of community to house these individualist selves. This was a community that was not based on clans, kinship, regions, ethnicities or cities. It was based on loyalty to a state. In part because this was a new political institution, it took hundreds of years to convince its population to be loyal to it. We said that primitive accumulation of nationalism consisted of two parts: first pulverizing intermediate loyalties while building a centralized nervous system: postal networks and newspapers. However we have said nothing about the propaganda techniques used and the social-psychological techniques used to grow that loyalty. Religion and nationalism mostly seem to be opposed to each other. But in my next article I will describe how nationalist drew from the same religious techniques Christian monotheists use to win their populations over.
The defeat of hardline national-Catholic rule was welcomed with euphoria by the big-tent opposition. The outcome for the Polish left is more ambiguous.
Samoan Prime Minister Fiame Naomi Mata’afa says the Alliance of Small Island States (AOSIS) is focused on how they will approach the next seven years to achieve the 2030 Agenda and its Sustainable Development Goals (SDGs).
Addressing the High-Level Political Forum (HLPF) on Sustainable Development in New York on behalf of AOSIS, PM Fiame said world leaders needed to leave nationalism behind and urgently put action to the rhetoric they had been propagating for the past eight years.
“Climate change, the global financial crisis, the covid-19 pandemic and geopolitical tensions have taught us that we are even more closely connected than we wish to acknowledge, and that choices made on one end have far and wide reaching devastating impacts on those of us who are many, many miles away,” told the UN High Level Political Forum.
“If we are going to uphold and deliver on our strong commitment to ‘leave no one behind’ and ‘reaching the furthest behind first’ we will have to leave nationalism behind and urgently put action to the rhetoric we have been propagating for the past eight years.”
PM Fiame said it was “time to stop kicking the can further down the road and doing bandage fixes”.
“We have to begin to earnestly address our global development issues, if we are going to begin speaking of a ‘summit of the future’ and ‘for future generations’.
“The sad reality is if we do not take care of today, for many of us, there will be no tomorrow or future.
‘We can do this together’
“We believe we can do this together, as the international community, if we return to the strong resolve, we had following the MDGs and knowing that if nothing drastic was done we would be worse off than we were as a global community in 1992 in Rio when we spoke of “the future we want,” Fiame said.
Faced with continuous and multiple crises, and without the ability to address these in any substantial and sustainable way, SIDS were on the “proverbial hamster wheel with no way out”, the Samoa Prime Minister said.
Therefore what was needed was to:
“Firstly, take urgent action on the climate change front — more climate financing; drastic cuts and reduction in greenhouse emissions, 1.5 is non-negotiable, everyone is feeling the mighty impacts of this, but not many of us have what it takes to rebounded from the devastation.
“This forthcoming COP28 needs to be a game changer, results must emanate from it — the Loss and Damage Fund needs to be fully operationalised and financed; we need progressive movement from the global stocktake; and states parties need to enhance NDCs.
“Secondly, urgent reform of the governance structure and overall working of the international financial architecture. It is time for it to be changed from its archaic approach to finance.
“We need a system that responds more appropriately to the varied dynamics countries face today; that goes beyond GDP; that takes into account various vulnerabilities and other aspects; that would look to utilise the Multi-Vulnerability Index, Bridgetown Initiative and all other measures that help to facilitate a more holistic and comprehensive insight into a country’s true circumstances.
‘More inclusive participation’
“This reform must also allow for a more inclusive and broader participation.
“Thirdly, urgently address high indebtedness in SIDS, this can no longer be ignored. There needs to be a concerted effort to address this.
“As we continually find ourselves in a revolving door between debt and reoccurring debt due to our continuous and constant response to economic, environmental and social shocks caused by external factors,” Prime Minister Fiame said.
“I appeal to you all to take a pause and join forces to make 2030 a year that we can all be proud of,” she said.
“In this vein, please be assured of AOSIS making our contribution no matter how minute it may be. We are fully committed. We invite you to review our interregional outcome document, the ‘Praia Declaration’ for a better understanding of our contribution.
“And we look forward to your constructive engagement as together we chart the 10-year Programme of Action for SIDS in 2024,” she said.
Fiame said the recently concluded Preparatory Meetings for the 4th International Conference on SIDS affirmed the unwavering commitment of SIDS to implement the 2030 Agenda as they charted a 10-year plan for a “resilient and prosperous future for our peoples”.
A ‘tough journey’
“We do recognise that the journey for us will be tough and daunting at times, but we are prepared and have a strong resolve to achieve this. However, we do also recognise and acknowledge that we cannot do this on our own.”
The summit marks the mid-point of the implementation of the 2030 Agenda for Sustainable Development. It will review the state of the SDGs implementation, provide policy guidance, mobilise action to accelerate implementation and consider new challenges since 2015.
The summit will address the impact of multiple and interlocking crises facing the world, including the deterioration of key social, economic and environmental indicators. It will focus first and foremost on people and ways to meet their basic needs through the implementation of the 2030 Agenda.
This is the second SDG Summit, the first one was held in 2019.
The Russian invasion of Ukraine on February 24, 2022 has been justified by Russian President Vladimir Putin as a “special military operation” with a few barbed purposes, among them cleaning the country’s stables of Nazis. As with so many instances of history, it was not entirely untrue, though particularly convenient for Moscow. At the core of many a nationalist movement beats a reactionary heart, and the trauma-strewn stretch that is Ukrainian history is no exception.
A central figure in this drama remains Stepan Bandera, whose influence during the Second World War have etched him into the annals of Ukrainian history. His appearance in the Russian rationale for invading Ukraine has given his spirit a historical exit clause, something akin to rehabilitation. This has been helped by the scant coverage, and knowledge of the man outside the feverish nationalist imaginings that continue to sustain him.
Since his 1959 assassination, the subject of Bandera as one of the foremost Ukrainian nationalists has lacked any lengthy treatment. Then came Grzegorz Rossoliński-Liebe’s door stop of a work in 2014, which charted the links between Bandera’s nationalist thought, various racially-minded sources such as Mykola Mikhnovs’kyi, who dreamed of a Ukraine cleansed of Russians, Poles, Magyars, Romanians and Jews, and the role of the Organisation of Ukrainian Nationalists (OUN), which was founded in Vienna in 1929 by Yevhen Konovalets and Andriy Melnyk.
Notwithstanding the cosmopolitan, multi-ethnic composition of the territories that would become modern Ukraine, the OUN specialised in the babble of homogenous identity and purity. A hatred of Jews was more than casual: it was integral. They were, to quote the waspish words of Yuri Lylianych in Rozbudova Natsii (Rebuilding the Nation), the official OUN journal, “an alien and many of them even a hostile element of the Ukrainian national organism.”
For his part, Bandera, son of a nationalist Greek Catholic priest, was a zealot, self-tormentor and flagellator. As head of the Ukrainian Nationalists, Bandera got busy, blooding himself with such terrorist attacks as the 1934 assassination of the Polish Minister of the Interior Bronisław Pieracki. He was fortunate that his death sentence was commuted to life imprisonment, not that it stopped him from bellowing “Slava Ukrayiny!”
Followers of Bandera came to be known as the Banderowzi. During the second week after the invasion of the Soviet Union in 1941, the Benderowzi, flushed with confidence, declared a Ukrainian state in Lemberg. The occasion was celebrated a few days with a pogrom against Jews in the city. It remains unclear, however, where the orders came from. With the Germans finding Bandera’s followers a nuisance and ill-fitting to their program, they were reduced in importance to the level of police units and sent to Belarus. On being transferred to Volhynia in Ukraine, many melted into the forests to form the future UPA (Ukrainian Insurgent Army).
For its part, the OUN, aided by the good services of the Ukrainian citizenry, assisted the Third Reich slaughter 800,000 Jews in western Ukraine. The UPA, as historian Jaroslav Hryzak writes, proceeded to fight all and sundry, be they units of the German Army, red partisans, the Polish underground army, and other Ukrainian nationalists. Volhynia and Galicia were sites of frightful slaughter by the UPA, with the number of murdered Poles running upwards of 100,000. One target remained enduring – at least for five years. From 1944 to 1949, remnants of the UPA and OUN were fixated with the Soviets while continuing a campaign of terror against eastern Ukrainians transferred to Volhynia and Galicia as administrators or teachers, along with alleged informers and collaborators.
Oddly enough, Bandera as a historically active figure played less of a direct role in the war as is sometimes thought, leaving the Banderowzi to work their violence in the shadow of his myth and influence. From the Polish prison he was kept in, he escaped after the German invasion of Poland in September 1939. In the summer of 1941, he anticipated a more direct role in the conflict as future Prowidnyk (leader) but was arrested by the Germans following the Lviv proclamation of a Ukrainian state On June 30, 1941.
Prior to his arrest, however, he had drafted, with the aid of such deputies as Stepan Shukhevych, Stepan Lenkavs’kyi and Iaroslva Stes’ko, an internal party document ominously entitled, “The Struggle and Activities of the OUN in Wartime.” In it, purification is cherished, one that will scrub Ukrainian territory of “Muscovites, Poles, and Jews” with a special focus on those protecting the Soviet regime.
Following his arrest, Bandera spent time in Berlin. From there, he had a stint as a political prisoner of the Reich Main Security Office (RSHA) in Sachsenhausen concentration camp. His time in detention did little to quell the zeal of his followers, who went along their merry way butchering in the name of their cult leader. After the war, he settled in Munich with his family, but was eventually identified by a KGB agent and murdered in 1959.
Bandera offers a slice of historical loathing and reverence for a good number of parties: as a figure of the Holocaust, an opportunistic collaborator, a freedom fighter. Even within Ukraine, the split between the reverential West and the loathing East remained. In January 2010, Ukrainian President Viktor Yushchenko declare Bandera a Hero of Ukraine.
In 2020, Poland and Israel jointly rebuked the city government of Kyiv via its ambassadors for sporting banners connected with the nationalist figure. Bandera’s portrait made an appearance on a municipal building at the conclusion of a January 1 march honouring the man’s 111th birthday, with hundreds of individuals in attendance.
In their letter to the city state administration, ambassadors Bartosz Cichocki and Joel Lion of Poland and Israel respectively expressed their “great concern and sorrow… that Ukraine’s authorities of different levels: Lviv Oblast Council and the Kyiv City State Administration continue to cherish people and historical events, which has to be once and forever condemned.”
The ambassadors also expressed concern to the Lviv Oblast for tolerating its celebration of a number of other figures: Andriy Melnyk, another Third Reich collaborator whose blood lust was less keen than that of Bandera’s followers; Ivan Lypa, “the Anti-Semite, Antipole and xenophobe writer,” along with his son, Yurii Lypa, “who wrote the racist theory of the Ukrainian Race.”
The stubborn Bandera itch can manifest at any given moment. In July 2022, the Ukrainian ambassador to Germany, as it so happens another Andriy Melnyk, misjudged the mood by airing his views about Bandera. He insisted that the nationalist figure had been needlessly libelled; he “was not a mass murderer of Jews and Poles” and nor was there evidence to suggest otherwise. The same Melnyk had also accused the German Chancellor Olaf Scholz of being a “beleidigte Leberwurst” (offended liver sausage), a delightful term reserved for the thin-skinned.
As ambassadors are usually expected to be vessels of government opinion, such conduct should have been revealing enough, though Ukrainian President Volodymyr Zelenskyy’s decision to remove Melnyk from his Berlin post was put down to “a normal part of diplomatic practice.” A likelier explanation lies in the furore the pro-Bandera remarks caused in the Israeli Embassy (“a distortion of the historical facts,” raged the official channel, not to mention belittling “the Holocaust and is an insult to those who were murdered by Bandera and his people) and Poland (“such an opinion and such words are absolutely unacceptable,” snapped the country’s Deputy Foreign Minister Marcin Przydacz).
Despite his removal from the post, messages of regret and condolences flowed from a number of his German hosts, suggesting that the butcher-adoration-complex should be no barrier to respect in times of conflict. “The fact that he did not always strike the diplomatic tone here is more than understandable in view of the incomprehensible war crimes and the suffering of the Ukrainian people,” reasoned the foreign policy spokesman of the Christian Democratic Union/Christian Social Union (CDU/CSU) parliamentary group, Roderich Kiesewetter. Bandera would surely have approved the sentiment.
We speak with Nina Khrushcheva in Moscow after an extraordinary weekend that saw the most significant challenge to Russian President Vladimir Putin’s leadership since the beginning of his invasion of Ukraine 16 months ago. On Friday, the head of the powerful Wagner mercenary group, Yevgeny Prigozhin, accused the Russian military of attacking his forces and began a march on Moscow — but the revolt…
In part I of this series, following the work of Judy J. Johnson in What’s so Wrong with Being Absolutely Right: The Dangerous Nature of Dogmatic Belief, we identified dogmatism — not as the content of a particular ideology but as a process of thinking, emoting and acting. We distinguished dogmatism from fanaticism and clarified the differences between dogmatism and open-minded thinking. I spent most the article defining 14 characteristics of dogmatism. Five are cognitive, four are emotional and five are behavioral.
In this article, Part II, we examine the many causes of dogmatism — moving from sociological, to social psychological, to psychological to bioevolutionary and physiological. I will include my own research in sociology and cognitive psychology to support Judy’s book. The image above illustrates that despite the dogmatists’ aggression and scapegoating of groups lower them themselves in the hierarchy, they are slavishly obedient to those above them.
Socio-economic Causes: Contracting Economy, Class and Race Dynamics
Sociologists have found that race relations get better or worse depending on whether the capitalist economy is contracting or expanding. In an economy where jobs are relatively plentiful there are less incidents of racial violence. But when the economy is contracting race relations get worse. Why is this?
Whether or not capitalists intend to, they benefit from racism between workers on their job site. Capitalists have always paid white workers more money and given them privileges relative to Blacks. What is the likely fallout? There will be racial animosity. Black workers will be angry that white workers are being paid more money to do the same work. White workers will look for and find ideologies like racism and fascism to help justify these inequalities. Both white and Black workers face the same problem. They work very hard under difficult circumstances and are not paid very much. They have two choices. The first is either they see their problem as part of a questionable capitalist system or not. If they see that it is, they will unite on the basis of occupying the same class. The other choice is for white workers to think they have more in common with white employers on the basis of race and ignore their class commonalties with Black workers. If they do that, they are likely to be susceptible to many of the fourteen characteristics of dogmatism.
Small business owners are also caught in a bind. In a contracting economy, compared to corporate capitalists, the small business owner is likely to go under. They are also faced with two ways to make sense of things. One is to choose a structural response which is to demand that the state give them more protection so that they are not gobbled up by corporate capitalists. But the other is to blame their workers for wanting more money. In order to make up some of their losses they pays workers less than corporate capitalists pay. In order to keep workers from unionizing they will pay white workers more than Blacks and attack Black workers for being too greedy. After all, they rationalize, the Blacks should be grateful the owner has even hired them. If the small business owners make the second choice, they too are likely to have many of the fourteen characteristics of dogmatism. In fact, in the last two “elections” in Mordor, labor historian Kim Moody has shown that small business owners have the highest percentage of voting for fascists.
This economic, class and race analysis will help explain three of the behavioral characteristics named in Part I. This includes preoccupation with power and status; glorification of in-group and vilification of out-group; and dogmatic authoritarian aggression towards minorities.
Psychology of Dogmatism in Early Childhood Development
Johnson points out that when parents are uninformed, indifferent or malevolent and fail to satisfy their baby’s emotional and social needs it is hard for the child to develop a sense of resilience.
Prolonged separation from the primary caregiver causes emotional, cognitive and social disorganization. When repeated attempts fail to make a connection to the caregiver, they may react with clinginess or aggressive confrontation. These children learn to mistrust themselves and others because they cannot get past the burdensome thoughts and anxiety that erode their self-confidence. (369)
One mother might assume that more often than not, her baby’s crying is manipulative or attention-seeking. Still others respond with alternating periods of tender loving care, normal distancing, smothering enmeshment, negligence and even abuse. Adopting beliefs and holding them with adamant certainly will compensate for childhood insecurities Insecure attachment and the ensuring anxiety may also be converted to dogmatic authoritarian aggression. (370-371)
Young children with a history of neglect or abuse experience chronic hyperarousal that elevates their hormone level and causes chaotic biochemical alternations… This aggregate of misfortune also impairs the development of empathy. (363)
Johnson points out that in Erikson’s eight psychosocial stages of development, these types of problems would correspond to Erikson’s first stage of trust vs mistrust. But I see connections between dogmatism and Erikson’s second and third stages as well. Erikson’s second stage is autonomy vs shame and doubt. Autonomy means the child is practicing saying “no” (also known as the terrible twos). The third stage is initiative vs guilt. Initiative means saying “yes” to activities the child chooses. I see no reason why the budding young dogmatist would also be carrying both shame and doubt along with guilt as developmental baggage. This is because the authoritarian parents would not easily tolerate a child who defies them (saying no) or chooses activities that are not on the parents’ menu (initiative).
Dogmatism and Personality
Trait theory
According to trait theory one of the five major traits of a healthy personality is openness to experience. This consists of one’s desire to seek and appreciate new experiences for their own sake. Openness also reflects tolerance for and exploration of the unfamiliar. Openness means a person is curious, imaginative, insightful and has wide interests, vivid fantasies and unconventional attitudes. Low scores in openness, indicate closemindedness including an unadventurous, unanalytical mind and narrowness of interest. This person is drawn to the familiar, practical and concrete. There is a lack of interest in experience for its own sake. The open and closed personalities of trait theory closely resemble the dogmatic vs open personalities we discussed in Part I of this article. The second global trait is neuroticism. This includes emotional instability and anxiety. It means constant worry with inadequate coping mechanisms. Among the 14 traits of dogmatism this corresponds to characteristic six.
Adler
According to Johnson, within the first two years of life, infants experience inexorable feelings of inferiority due to physical smallness, intellectual immaturity, poor eyesight or hearing and health problems. Adler says that to compensate for the inevitable inadequacies, they began striving for superiority which Freudians might call a reaction formation. Children raised in harsh, punitive or negligent environments create fictions that steer them away from social interest and towards mistaken lifestyles. The three mistaken lifestyles for Adler are:
The ruling type who seeks to dominate others
The getting type (goal is passive dependence)
The avoiding type who sidesteps issues
From an Adlerian perspective, dogmatic characteristics of authoritarian aggression and arrogant, dismissive communication are tendencies that evolved from the early childhood goals of the ruling type.
If the insecure child cannot gain his caretaker’s love, safety and respect, the Divine Father would surely deliver the goods. These individuals do not go to church to maximize their social interest, but rather to both maximize their psychological survival and to minimize their self-doubt. Blind obedience to an authoritarian God is a tradeoff for a secure attachment that was not experienced as a child.
Karen Horney
According to Judy Johnson, feminist psychologist Karen Horney believed that basic anxiety that is prolonged beyond the normal range of anxiety has its origins in faulty parenting which includes parents who are dominating, intimidating, irritable, over-exacting and hypercritical. The second cause of anxiety is the unhealthy hyper-competitiveness of capitalist society.
For Horney, basic anxiety would be overcome by moving with people within a more cooperative society. If a person cannot live under those conditions there are three neurotic orientations: moving towards people, moving against people and moving away from people. Johnson writes that Horney’s moving against is the most relevant to dogmatism. The neurotic becomes driven by a search for glory at the expense of a scapegoated group. The need to proselytize or dominate conversations are typical of moving against strategies.
But I see that Horney’s neurotic trend of moving towards people can apply to the dogmatist’s in-group and their authority figures. They move with obsequious conformity and obedience. They seek out authorities who seem superior and therefore capable of taking care of them
Cognitive psychology: layers of cognition
In this section I will be bringing in three layers of cognitive identity – cognitive distorted interpretations, pessimistic explanatory styles and irrational assumptions. While Judy Johnson does not use these layers in her search for the dogmatic personality, some of these characteristics can easily be connected.
Cognitive distortions
According to Aaron Beck the eight cognitive distortions are:
Black and white thinking, which is also connected to catastrophizing. This was among the 14 dogmatic characteristics.
Overgeneralization can easily be seen at work in relation to scapegoated groups.
Over-personalization is at work when we talk about sensitivity to perceived insults.
Magnification is operating in relation to perceived insults while minimalizing would be at play in evaluating the achievements of minorities.
Distorted evidence – believing things without looking for good evidence is very common among dogmatists.
Selective choice of evidence is occurring when dogmatists stereotype groups without looking for exceptions to the rules.
Mind reading – misreading body cues, not asking people what they think because dogmatists lack interpersonal skill in conversations.
Feelings of confusion with behavior trapped in feelings and not being able to recognize that actions are different from feelings.
Pessimistic explanatory styles
According to Martin Seligman, whenever a new dramatic situation appears there are three questions that go through people’s minds:
How long will this last?
How will this affect the rest of my life?
Who is responsible?
Let’s say there is an economic crisis of some kind. The most pessimistic answers to these questions are that it will last forever, the rest of my life will be swept into the undertow, and I am responsible for the problem. The optimistic response to an economic crisis is it will be short-term (it will give me a chance to go to school or catch up in other areas of my life), it will not affect the rest of my life (I have solid support from my partner and family of origin) and I am not responsible (capitalism is in crisis all over the Western world). The dogmatist will have a pessimistic explanatory style. This matches one of the dogmatic characteristics, “excessive pessimism”.
Irrational assumptions
Albert Ellis came up with these many years ago. Most of them can be seen in dogmatists:
It is a dire necessity for me to be loved or approved of by everyone for everything.
Some people are evil and they know the things they do are wrong, but they do them anyway.
It is terrible, horrible and catastrophic when things don’t go my way.
Much human unhappiness is externally caused and is forced on one by outside people and events.
If something is dangerous or fearsome, worrying about it helps the situation.
It is easier to avoid than to face life’s difficulties and self-responsibilities because it takes less energy.
I need to depend on someone or something greater than myself on whom I can rely.
I should be thoroughly competent, adequate, intelligent and successful always.
Because something once strongly affected my life, it should affect it indefinitely.
What other people do is vitally important to my existence and I should make great efforts to change them in the direction I wish.
Human happiness can be achieved by waiting for the right person or situation to come along.
I have virtually no control over my emotions and I can’t help feeling certain things.
Clearly for the dogmatist, their early childhood background of neglect, inconsistency, and violence makes them desperate for approval, regardless of what they say. The second irrational assumption about people being evil fits easily with the dogmatist’s perception of those they are scapegoating. The lack of tolerance of ambiguity makes all disappointments catastrophic and earth-shaking for the dogmatist. Because the dogmatist lacks the ability to self-reflect, they cannot see their own part in creating a negative situation. Everything is mechanically and externally driven.
Thinking that I need to depend on someone greater than myself fits right in with an authoritarian, fundamentalist religion or an authoritarian political (especially fascist) leader. Lastly, thinking I have no control over my emotions and I can’t help feeling this way. Dogmatists have no idea of how cognitive interpretations, explanatory styles and assumptions have anything to do with their emotions. Emotions appear to be uncaused eruptions over which the person has no control.
Darwinian Evolutionary Biology
Judy Johnson names the following seven traits that have enabled primates to adapt and procreate during Paleolithic evolution and beyond:
Activity – total energy output that is expressed in vigorous, energized behavior
Fearfulness, cowering escape and wariness which activate physiological arousal of the autonomic nervous system
Impulsivity – acting on the spur of the moment without pause, planning or reflection
Sociability – preferring to be with others rather than live a solitary existence
Nurturance – helping others, which includes altruism
Aggressiveness – verbally and physically threatening or attacking others
Dominance – seeking and maintaining superior status over others
Dominance
The pushiness of dogmatism and the insistence on aggressive conversion has its roots in dominance-seeking or aggressive tendencies that are part of the package of our evolutionary inheritance. I am not suggesting that dominance and aggressiveness are the only or leading characteristic of human beings. As you can see from the list, there are also traits for sociability and nurturance which counter dominance and aggressiveness. These primitive, old-brain adaptations are still present in our modern institutions which are the products for dominance, aggressiveness, sociability and nurturance. To include evolutionary Darwinian biology as part of a theory of dogmatism, we must address the survival value of rigidly clinging to beliefs and defending them with arrogant certainty. One answer to this is evolutionary. since the rate at which nature and society change is slow from the period of 100,000 years to 10,000 years (9/10 of our existence), it would pay not to change our beliefs too quickly.
Anxiety
A biological predisposition for anxiety is part of shaping dogmatism. While a sudden intense anxiety that might be adaptive thousands of years ago, today it may be a maladaptive tagalong that continues to fire. Although the characteristics of dogmatism are not just biologically based, higher than average levels of anxiety do have a biological basis. Physiologically, Johnson says that excessive anxiety is linked to defects in the GABA system (gamma-aminobutyric acid). Research reveals strong evidence for the genetic heritability of anxiety. Genes initially create an emotional predisposition for anxiety that structurally facilitates a dogmatic style in emotions.
Biological Physiology Amygdala and extreme stress
The symptoms of PTSD occur in response to events outside the realm of normal human suffering such as natural disasters, combat fatigue and terrorist attacks or torture. While many of us have suffered from serious accident or illness, job loss or death of a loved one, most of us are resilient enough to return to our former selves of personality function. Dogmatists are less likely to do this.
An excitable amygdala is implicated in persistent anxiety and social inhibition. Johnson shows that:
Because molecular structures consolidate early childhood thoughts and emotions in circuits of long-term memory, these circuits continue to influence ongoing experience. In particular, prolonged distress or trauma,seriously impacts neural circuity. (292)
Researchers have found that when the amygdala, a midbrain structure, detects anything that signals danger, it activates an electrochemical fear response. Low-road reactions are instant, reflexive and protective. (296)
Rather than patiently waiting to understand the full context in order to determine how to react, our amygdala signals danger and we reflexively pull back. When at school or playing, if children are repeatedly teased or ridiculed, the felt anxiety may resurface in neutral or friendly social settings, which create overreactions in their interpersonal perceptions and interpretations. These children may become angry and defensive in response to open-ended, harmless questions.
An emotionally activated amygdala releases cortisol, a powerful hormone, the net effect of which is to disrupt hippocampal activity, weakening the ability of the temporal lobe memorial system to form explicit memories. Under prolonged stress cortisol representations of oneself, others and the surrounding world may become distorted. These proteins grow new synaptic connections that further alter brain circulates some of which become static, closed and invested in defensive structures to guard against anticipated assaults.(298)
Anger
There is a physiological price to be paid for prolonged anger. Johnson says:
Self-righteous anger is always twinned with physiological arousal of the sympathetic nervous system. Research on physiological reactions of aggression, especially prolonged hostility, release the chronically elevated stress hormones that not only strain the coronary and gastrointestinal systems, they also impair immunological functioning (218)
Lack of oxytocin
Children who are repeatedly denied cuddling, attention, playfulness and kindness have serious hormonal consequences:
Abusive or negligent parents limited the child’s ability to regulate the length, intensity or frequency of distressing emotions like anger, terror or shame. This emotional dysregulation is further exacerbated if in infancy, a baby does not experience pleasurable releases of oxytocin and other brain chemical that are secreted during positions of social connection. Known as the hormone of love, oxytocin evokes an inner sense of emotional calm and balance (292)
Without loving, nurturing parents who activate the chemical that helps produce children’s positive self-image, they are less resilient to stress and lose confidence in their ability to control their emotions. Consequently, they may become clingy and dependent. Without such skills, these children are more likely to conform to group values and succumb to peer pressure even when it goes against their self-interest or morals. They have no awareness that this desperate conformity has anything to do with early emotional deprivation from caregivers.
Lack of dopamine
From research in trait theory, there is a biological basis of the “Openness to Experience” trait. Being open to new ideas and experiences is influenced by individual differences in the dopaminergic system. Since the polar opposite of openness is closedness, the closed-minded manner in which dogmatic people process information may be due in part to some failed mechanism in the transmission of dopamine.
Conclusion
Here is summary of all the factors that produce dogmatic cognition, emotion and behavior.
Socio-economic
Some of these are from Judy Johnson, while others are my own.
PTSD (wars, rape, physical abuse, torture)
Economically contracted society
Economic competition between racially mixed working class
Economic competition between small business owners and corporate capitalists
Political groups with the financial means to ideologically seduce and indoctrinate the disenfranchised and psychologically vulnerable
Membership in narrow or closed-minded groups that offer a) the promise of social acceptances; b) individual recognition; c) honor and dignity
Joining a group on the basis of their rigid, authoritarian goals
Political and economic marginalization of youth
Inadequate state funding for educational infrastructure and support programs for cognitive impoverishment during childhood and adolescence
Social-cultural
Parents who themselves have the characteristics of dogmatism
Parental styles of parenting which are anxious-ambivalent as opposed to secure
Parental inability to facilitate emotional regulation during infancy and childhood
Prolonged exposure to role models who seek revenge for past injustices
Early indoctrination of religious beliefs that discourage natural curiosity and open-minded questioning and reasoning throughout childhood and adolescence (like religious fundamentalism)
Institutional punishment (at school) for independent thought in childhood and adolescence
What does it mean to think dogmatically about something? On the surface, dogmatism seems associated with religious beliefs. While most world religions can be dogmatic, this implies there is no dogmatism outside of religion. We know that is not true. Many people accuse socialists of being dogmatic. In fact, socialists accuse each other of the same thing. Instead of looking at dogmatism as connected to content, to a particular set of beliefs, suppose we treat dogmatism as a process that can be applied to any set of beliefs? It is tempting to think that dogmatism would be more likely to be on the right-wing side of the political spectrum but moderates or leftist can be just as dogmatic. Here In Mordor, the neoliberal Democratic Party’s commitment to free market fundamentalism is a great example center-right dogmatist.
Interpersonal experience of talking to a dogmatists
When we think of arguing with a dogmatic person what is the experience like for us? For one thing, the person we’re talking with is overly certain that they are right. Going back and forth with them is not perceived as a dialectical process whereby new knowledge is created. Rather, it is like a king of the hill battle with each trying to take down the other. Closely related to this overconfidence in argument is a dualistic way of posing the problems. You are either right or wrong. There is nothing in between. There is no middle ground, no messiness. Dogmatic thinkers are rigid in their structures.
This article will follow Judy J. Johnson’s book What’s So Wrong with Being Absolutely Right: The Dangerous Nature of Dogmatic Belief. Judy Johnson identifies fourteen characteristics of dogmatic thinking. Five include mental predispositions, four have to do with emotional disorders and the rest having to do with behavior. In Part II of this article, we will identify the causes of dogmatism, covering the fields of sociology, psychology, bio-evolutionary Darwinism and physiology.
Dogmatism and a Family of Resemblances
Working towards a brief definition, dogmatism is a characteristic that combines cognitive, emotional and behavioral characteristics that result in prejudicial closed-minded belief systems that are pronounced with rigid certainty. It is driven by a) emotional anxiety, b) cognitive narrowness, and c) energized behavior. However, It is true that in stressful situations most of us will have some of these features but not as a way of life. In the average person fatigue, boredom, depression and illness might also produce dogmatism, but only temporarily. A dogmatist will claim to know things with certainty without evidence. A radical skeptic says we can know nothing unless it is certain. Neither dogmatists nor skeptics conduct open-minded inquiry. An open-minded person will say that while nothing is certain, some facts are closer to certainty than others.
Dogmatists are not the same as fanatics
According to Bob Altemeyer in his book Authoritarian Specter, dogmatists, fanatics and zealots are soulmates with some distinctions. He says that fanatics and zealots show excessive frenzied enthusiasm for beliefs that have an absurd or bizarre quality. While some dogmatists are likely to share some of these beliefs, most do not have the emotional extreme dimension of a fanatic or zealot. In general, fanatics occupy what has been called the lunatic fringe, while dogmatists appears relatively more moderate in their beliefs and they imply less dramatic action. Political or religious zealous dogmatists can move society in extraordinary directions. People championing religious beliefs had the highest zealot and highest DOG scores in Altemeyer’s research.
Critical thinking is not the opposite of dogmatic thinking
Johnson points out that although much has been written about how to promote critical thinking skills like inductive and deductive reasoning, abstract analysis, synthesis and evaluation of data, less attention has been given to the deeper psychological conditions that seriously impair one’s ability to think critically at all. Johnson point out that dogmatists can take a class in critical thinking, but if unmet sociological, psychological and biological needs are pushing them in dogmatic directions, their minds will not be sufficiently open to turn theory into practice beyond the class.
Dogmatic vs Openminded Thinking
Fourteen characteristics of dogmatic thinking
Intolerance of ambiguity: black and white, either/or thinking
Defense cognitive closure (having barbed wire around declarations)
Rigid certainty (cannot state the conditions for being proven wrong)
Compartmentalization: sealing off contradictory beliefs
Lack of self-reflectiveness: refusal to bend-back and analyze themselves
Belief associated with anxiety or fear (they underestimate their ability to cope)
Lack of a sense of humor to keep perspective
If humor is used, it is sarcasm at own or others’ expense
Belief associated with anger: oversensitivity to unintentional infringements
Excessive pessimism
Preoccupation with power and status
Glorification of in-group vilification of out-group
Authoritarian submission: excessive obedience and blind trust of authorities
Authoritarian aggression towards minorities
Arrogant, dismissive communication style
Openminded thinking
People who are open-mindedness have little need to change the beliefs and values of people who think differently, unless opposing beliefs directly threaten their own or others’ freedom. They confront the issue, not the person, rarely infer motives for an opponent’s stated beliefs or jump to conclusions when someone changes the topic. Johnson notes that dogmatism should not be confused with open-minded, passionate social activism which creates popular movements. Open-minded people speak out, they do not lash out.
They are willing to suspend judgment and admit they do not know. They explore multiple points of view and are less preoccupied with social conventions. Open-minded people are not easily manipulated by propaganda. They are less vulnerable to external reinforcements like flattery or bribery. Because they are self-reflective they can recognize when their personal needs shape, control, or distort information. When a truth seems to be discovered, their approach is conditional, probable, not absolute, and final. Cognitively flexible adults are more likely to have been raised by parents who enabled them to feel securely attached. Table A at the end of the article compares the fourteen characteristics of dogmatic thinking with my interpretation based on Judy Johnson’s description of what open-mindedness would look like.
Historical Background of Dogmatism Research
Little was written about dogmatism as a distinct personality disposition until the end of the Weimar Republic in Germany when Erich Fromm and Wilhelm Reich sought to understand why Germans were drawn to Hitler. In reaction to fascism in the 1930s, Adorno wrote The Authoritarian Personality in 1950. He was criticized because his scale only measured the authoritarian right-wingers.
Milton Rokeach is credited with the first attempt to correct the problems inherent in the F scale in his book The Open and Closed Mind (1960). His questionnaire was assumed to accurately measure dogmatism independently of ideological places on the political or religious spectrum. Rokeach is acknowledged to have made the first attempt to piece together the complex psychology of dogmatism, but his approach was limited to descriptions and measurement. He did not elaborate on the causal influences. Johnson notes Rokeach had nothing on physiological predispositions, or evolutionary predispositions. Neither did he account for early childhood development, parenting styles, social learning and how cultural institutions influence open vs closed thinking. His main contribution was that dogmatism is not merely a cognitive deficiency. How good is Rokeach’s research? It is not a valid, internally consistent measure of dogmatism. Why not? It lacks validity and reliability.
Altemeyer did extensive research into right wing authoritarianism in Enemies of Freedom: Understanding Right-Wing Authoritarianism (1988) and in the Authoritarian Spector (1996). His research methods are very rigorous.
His definition calls dogmatism unjustified certainty, not as an unchangeable mind (Rokeach). His other questionnaires that are pertinent to dogmatisms include:
The Right wing authoritarian scale
Left wing authoritarian scale
The religious fundamentalism scale
Attitude towards homosexuality scale
Posse against radicals
Zealot scale
The most important criticism of Altemeyer’s work is that his scale does not tap the emotional and behavioral characteristics of dogmatism. It is limited to a measure of cognitive style.
We will now begin our review of the 14 characteristics of a dogmatic personality.
Five Cognitive Ingredients in Dogmatic Thought
The Five Characteristics of Dogmatic Cognition are:
Intolerance of ambiguity (either/or thinking) due to anxiety
Defense cognitive closure
Rigid certainty – composure
Compartmentation (sealing off contradictory beliefs)
Lack of self-reflectiveness
Johnson claims the tendency to simplify thought is the granddaddy of dogmatism and that accompanies all five cognitive characteristics. Each of the five characteristics fail to thoroughly acknowledge and investigate complicated issues. Conceptual complexity is the degree to which we can consider several dimensions of a problem or argument at once. This is called differentiation. The second element of cognitive complexity is recognizing commonalities among the components within those dimensions. This is called integration.
Intolerance of Ambiguity: Black and White Thinking
Central beliefs begin in childhood as bipolar generalizations about the external world, other people and oneself. Central beliefs also reflect worldviews that are initially derived from parents and expanded or modified by teachers, religious leaders, peer groups, cultural and political institutions, social myths and cultural rituals. But some adults (dogmatists) remain at the level of bipolar generalizations. For example, the borderline personality exhibits cognitive splitting in which the person splits abstract concepts into dichotomous polarized compartments. This is similar to the trait compartmentalization of dogmatism
The absent of a spectrum between dogmatic acceptance and cynicism
Our belief and disbelief systems consist of a spectrum stretching from deep commitment to moderate commitment to skepticism and ultimately to cynicism. Dogmatic people have greater gaps between their belief and disbelief in the middle of the spectrum. In the case of religion, Johnston says extreme dogmatist even reject related religious beliefs. She reports that when fundamentalists are away from home, they are not likely to attend services in the only Christian church available if the Church is a different denomination.Should questions arise about an entirely different religion, dogmatic believers would prefer to consult their own parishioners rather than read and discuss dissimilar tenants with authoritative sources for that religion.
Sudden vs gradual changes in belief
Old beliefs are replaced suddenly (not gradually) with an unquestioning embrace of new ones presented by dazzling, prestigious authority figures. Religious dogmatists avoid analyzing and synthesizing old beliefs and new beliefs. When faced with doubt, they seek religious revivalists’ movements that offer a chance for a fresh beginning wherein the contradictions between the old and new beliefs are left to fester while being papered over by the new ideology.
Need for Certainty
While the human desire for clarity, predictability and safety during times of change and stress is normal, dogmatists transform these natural desires into dire necessities.
Dogmatic systems claims to absolute certainty are generally not evidence-based claims. For example, Karl Popper, one of the 20th century’s most influential philosophers of science, writes that there are three criteria for scientific evidence:
It must be able to generate predictions
It must be capable of being tested and falsified
It must survive attempts at refutation
Dogmatic certainty does not feel compelled to make predictions, make claims falsifiable or respond to the refutation points of an adversary by modifying their original claim.
In their need for certainty, dogmatists have learned to suppress their anxious feelings behind rigid proclamations of absolute truth. For the dogmatist, not knowing is an embarrassment that must be concealed. As an antidote to fear, ignorance and powerlessness, dogmatism calms the mind.
Defensive Cognitive Closure
Defensive cognitive closure is like having barbed wire around a declaration and daring their adversity to climb over it. The use of “only” is a likely indicator. In science, when scientists say some social or psychological phenomenon is nothing but chemistry or physics, they are laying down the gauntlet. Humble admissions of hesitation or qualification or suspending judgments are seen as signs of stupidity. Sadly, this can apply to Marxists who refuse to stay current in anthropology and trot out the old anthropology of Marx and Engels that is 150 years old while refusing to incorporate new findings. They present the same stage theory of history over and over again. Failing to acknowledge how far they have fallen behind, they mask ignorance with cynicism about new theories or research findings.
Compartmentalization
Compartmentalization occurs when a person seals off beliefs that contradict the main networks of belief and keeps them from interacting with those main sets of beliefs. An easy example of this is a football fan who is loyal to his team no matter what because the team plays in the fan’s locality. Someone reminds him that the players on his football team and the owners are not from the same location as the fan. The fan acknowledges this, but never allows these facts to enter into the part of his mind that is loyal to his team. Evidence of non-local residence on the part of the players and the owners is isolated and quarantined. Johnson gives another example. Christians support war and the extralegal use of torture while refusing to acknowledge that these practices contradict their supposed support for universal rights.
Lack of Self-reflectiveness
Dogmatists are anti-psychologists. They are not curious about what might be going on in the minds of others and they are uninterested in their own internal life, whether it be thoughts, emotions, goals, drives and any contradictions that might exist between them. When they make a mistake and if they admit they were in the wrong, they do not think about their history of making mistakes and what they could do to correct them. They might say something like “what’s the point of mulling over regrets. What’s done is done”.
This same lack of insight applies to their perception of the minds of others.
Dogmatists will not understand why some people do not like them or try to avoid them. Chances are they will externalize the problem and blame their friend rather than look at the problem dialectically, as the result of both the other person and themselves. Dogmatists have poor listening and conversation skills yet demand attention. Johnson claims that lack of personal insight is a dogmatist’s greatest wound.
Four Emotional Characteristics of Dogmatic Thought
We now turn to the emotional dimensions of dogmatism. Unlike feelings, which are transient, emotions are more enduring. In part because dogmatic people are uninterested in their own minds they have little sense the power of their mind (whether interpretations, explanations of assumptions) has in controlling their emotions. Dogmatic people do not have emotions that come and go. Emotions are perceived as an alien force over which they have no control. For dogmatic people emotions have them. They say things like “once I get wound up in a heated discussion, I just can’t stop”.
Johnson claims that there are four emotional needs that dogmatists are trying to satisfy. The first is the need to know that things connected to perceived survival are relatively stable. Exploring subjects that are not immediately connected to that are perceived as a threat. Therefore, curiosity is looked down on or punished. The second need is to defend against anxiety. Johnson says domineering parents who impose arbitrary rules, who criticize, ridicule, threaten and inflict ruthless discipline and physical abuse leave the child feeling shameful and unwanted. A reaction formation emerges as a shield for anxiety. A wall of contrived certainty barricades the anxiety within.
The third need is for a stable social connection. Chronic doubts about status within groups interferes with the ability to engage in complex cognitive processing. Socially anxious people have difficulty starting and sustaining a quality discussion with others because they are preoccupied with how the other person is evaluating them. Lastly the dogmatist, like everyone, needs to feel a common dignity. However, instead of dignity coming from self-perception, dignity is sought after in groups. Because their status in groups is unstable, they are less likely to find dignity within them, except if it is a special kind of group, as we will see.
According to Johnson, the four emotional ingredients of dogmatism are:
Anxiety and fear
Lack of a sense of humor
Oversensitivity to unintended infringements which result in anger
Excessive pessimism and despair
Anxiety and Fear
Johnson argues that dogmatists are driven emotionally by fear and anxiety. Their dogmatism is designed to protect them against these emotions. They lack confidence that on their own they can cope with events that come their way. Because they cannot tolerate ambiguity, they catastrophize events that are mildly unpleasant as dangerous and worth armoring themselves against while arming themselves against others. Anxious people seem unable to clearly process events. Politically they are very susceptible to political authorities who pander to their fear. Instead of politicians being models of grounded optimism and calmness, we have fear-mongering melodramas. Leaders like Trump can potentially turn dogmatists into fascists.
Lack of a Sense of Humor
Having a sense of humor means you can step out of situations and see them in perspective. Humor allows for a break in being serious before returning to serious endeavors. Lack of humor (being humorless) means you are serious all the time. Being dead serious can wear a person out. As we will see in the section on dogmatic behavior, dogmatic people have status anxiety, so that humor at another person or at a group’s expense will be seized on. When they laugh at all, the dogmatist laughs at people, not with people.
Oversensitivity to Unintended Infringements Which Result in Anger
In part, because the dogmatist has status anxiety he is constantly unsure of how others are perceiving him. This is why he responds well to military life since there a person knows their rank and what is expected of them. But in civilian life relations between people are vague and the dogmatic person wants social relations to be crystal clear. Because they lack a sense of play and humor, they cannot imagine that vague behavior done to them was unintentional. Dogmatic people are likely to have bad cases of road rage. When someone cuts them off, they immediately take it personally. “They did that deliberately”. They do not easily think situationally. The person might be late for work, not paying attention for their exit, or having to rush to the hospital. For them, everything is personal and interpersonal. Dogmatists with guns are more likely to be trigger happy. “Nobody fucks with me”. They can’t give people the benefit of the doubt. To do so is the same as to showing weakness. Johnson says,
Those who are low self-monitors (self-reflectors) are often unaware of gestures and facial expressions that transition their words but may provide additional unintended meanings. Innocuous questions become red alerts to their adrenal glands. Simple inquiries are twisted into accusations. (227)
Excessive Pessimism and Despair
Lastly, dogmatists have a pessimistic view of human nature which includes themselves as well. Whenever the dogmatists examine things, their refrain is mostly, ”it has always been this way”. Dogmatists do not like change, and their hope is to make the present the past as soon as possible. There the present can be fit into the rigid categories the dogmatist has built for them.
Summing up, on an emotional level, the functions of dogmatic belief systems are the reduction of fear and anxiety, building up pride, status and smugness in groups, and protection against feeling joy or hope. If dogmatists feel these emotions, they fall further down when things don’t work out. The dogmatist would rather experience a steady, low-grade pessimism than roll with the ups and downs of life as an open-minded person might.
Five Behavioral Characteristics of Dogmatism
Dogmatism is not just what is going cognitively and emotionally. Dogmatism is also about how people behave and act. The five behavioral characteristics of dogmatism are:
An arrogant, dismissive communication style
Preoccupation with power and status
Glorification of the in-group and vilification of the out-group
Dogmatic authoritarian submission to authorities
Dogmatic authoritarian aggression towards minorities
An arrogant, dismissive communication style
Although a dogmatist may not be very good at it, they will attempt to use pretentious, pompous language to impress or intimidate someone in discussions with others. Johnson says dogmatists have a hard time following and incorporating aspects of a discussion as they go. A spontaneous back-and-forth flow of conversation might mean the dogmatist’s failure to keep up without woodenly and awkwardly superimposing their beliefs into the conversation. Johnson says dogmatists have a short temper and machine-gun style of communication. They talk at others, not with them. They don’t listen carefully because they are getting ready to make their next point. She says disagreements elicit sighs, frowns and rolling eyes, a rigid body posture and a strident voice. This dismissive communication manner papers over individual and group fears of being exposed as inadequate, insignificant, wrong, ignorant or stupid. Built into dogmatism is a false pride that functions as a defense against being found out.
Preoccupation with power and status
Uncertainty in one’s place in the class, race or gender hierarchy leads to attempts to either stabilize one’s place, or move up in the hierarchy. Forms of behavior include emulation, keeping up with the Joneses, name-dropping or reifying official titles. Johnson reports that on being introduced to someone the dogmatist immediately wants to know the kind of work the person does, where they live, and what their race, ethnicity is. They are drawn to professions that reward them with visible displays of status, believing that uniforms and badges grant instant authority and respect. Up to a point this makes evolutionary sense as natural selection rewarded social learners who observed and copied the most successful individuals. However, since good people can have low status and bad people can have high status, getting answers to the dogmatists’ questions does not guarantee a predictable response. But for the dogmatist bent on labels, this can lead to prejudicial thoughts and/or discriminatory actions.
Johnson points out that dogmatists have a desperate need to achieve identity, the respect of others, the presence of self-esteem and dignity. A group that not only welcomes but panders to those whose self is inconsistent or fragmented with privileged status and instant dignity becomes powerfully appealing to brittle identities.
Glorification of the in-group and vilification of the out-group
Johnson writes that the size of the group membership alone sometimes gives the group legitimacy in the minds of anxious people. When a social system disintegrates to the extent that people lose their group identity and shared values, they become anxious and vulnerable to joining clearly structures groups that are hierarchically ordered. This seems to be the case if they suspect that by joining the group, they will abdicate personal responsibility for assessing the logic of group objectives. These are the circumstances in which the most despicable deeds occur. Authoritarian in-groups also involve being nationalist or even fascist.
Just as there is one and only one dogma and the rest are either false or evil, so too the group that shares the same dogma (the in-group) is good and any group outside of it is demonic. Everything is us vs them, never an expanding, evolving we.Those who are dogmatic cannot distinguish between the social authority and the qualities of the individual person. Either they think the information is true because they respect the authority or the information is false because they distrust the authority. They cannot seem to tolerate instances where an author they respect is wrong or lying or an authority they normally distrust could be telling the truth.
According to Bob Altemeyer in his book The Authoritarian Specter, authoritarianism means the principle of blind submission to authority, as opposed to individual autonomy in thinking and acting. He defines authoritarianism as the co-variation of three kinds of attitudes:
Authoritarian submission to established authorities
Authoritarian aggression against anyone the authorities target
Conventionalism adhered to by society and established by authorities
Dogmatic authoritarian submission to authorities
Albert Bandura spent the better part of his career in social psychology trying to understand the relationship between violence on television and its transition to real life. Bandura’s major concepts of observation and modelling lay emphasis on the influential power of role models who have three characteristics: they are attractive, appear to be an expert and they have power (perhaps political). But dogmatists are attracted to characters who do things that most people would consider immoral and they are not punished. This can apply to parents, peers, authority figures or prestigious people.
Self-efficacy is the individual’s belief that he or she can generate and coordinate the necessary thoughts, emotions, social skills and behaviors required to achieve their goals. Dogmatic authoritarian submission appeals to people who feel the lack self-efficacy. Hence, they are attracted to authorities who are successful at getting away with things that do not require the efficacy that dogmatists themselves lack.
Authoritarian submitters represent extremes of ingratiating loyalty. This can be seen in German soldiers following orders to kill six million Jews. “I was only following orders” they say. It can be seen in results like the Milgram experiment when many more people “went all the way” in shocking the participants than any psychologist had predicted. We find it in the behavior of all the followers of the cults of the 1970s to 1990s from the Peoples Temple to scientology to the Democratic Workers’ Party. Lastly, we can see it in the US soldiers’ treatment of the prisoners at Guantanamo.
Dogmatic authoritarian aggression towards minorities
Altemeyer found that high scorers view the world as a dangerous, fearful place. They felt threatened that racial diversity programs at work or in education might destabilize their identity. The typical things authoritarians will say is “some kids just need a good whuppin” or “Increased crime and drug use is caused by parents and educators who are too soft on discipline”. They might say, that immigrants are taking our jobs. Since dogmatists typically do not care or follow science or the scientific method, they might not be aware that race theory has been shown to be false. They might say these terrorists need to be taught a lesson, not understanding that most people in the world today think the United States is a terrorist state.
If you haven’t already done so, please see how the fourteen dogmatic characteristics of personality compare to a personality that is open-minded in Table A at the end of this article.
Coming Attractions
In part two, we will examine the causes that make the dogmatic personality the way they are. Economies can be expanding and prosperous or they can be contracting with tight labor markets. Which might produce a higher percentage of dogmatic people and why? Do dogmatic people cut across all social classes or are they more likely to be found in some classes more than others? How much might parenting styles impact the likelihood that people will become dogmatic? What about PTSD experiences such as witnessing death in wars, torture and rape? Is there any relationship between PTSD and dogmatism? What might that relationship be? The overwhelming number of people are religious, yet openminded people will not relate to their religion in a dogmatic way. What kind of religion will dogmatists be drawn to?
What can personality theory tell us about dogmatism? What might the theories of Alfred Adler, Karen Horney and Erik Erikson tell us about the dogmatic personality? Cognitive psychologists have identified four levels of cognition: negative automatic thoughts, distorted cognitive interpretations, pessimistic explanatory styles and irrational assumptions. There is a definite relationship between these cognitive liabilities and dogmatism.
Lastly, is there anything biological involved in dogmatism? Is there a gene for dogmatism? In evolutionary theory human beings strive for both dominance and cooperation as well as for aggressiveness and sociality. How might dogmatism fit into this? Physiologically some people are predisposed to anxiety and others have an overly active amygdala. What might this have to do with dogmatism? As it turns out, lack of oxytocin and dopamine are connected to dogmatism, but how? Discover answers to all these questions in Part II.
Table A Dogmatic vs Openminded Thinking
Dogmatic Thinking
Examples of Dogmatism
Open-minded Thinking
1) Intolerance of ambiguity
Black and white
Either/Or
“I’m sticking to my guns”
“Once I make up my mind…”
“You’re either with the terrorists or you’re with us”
Tolerance of ambiguity
Can suspend judgment
2) Defense cognitive closure
(Having barbed wire around declarations)
“Only an ignoramus or someone stupid would think otherwise”
Open, inviting a response
3) Rigid certainty
Cannot state conditions of being proved wrong.
“There is no doubt in my mind”
Flexibility
Qualifying statements
Falsification – stating conditions where you could be proven wrong
4) Compartmentalization
Sealing off contradictory beliefs
“My country right or wrong”
Suppressing the atrocities over history
American dream today
Dialectically using contradictions to create new knowledge
5) Lack of self-
reflectiveness
Refusal to bend-back and analyze themselves
“The reason I got fired was that my boss was out to get me.”
Self-reflective of one’s own part in creating problems
6) Belief associated with anxiety or fear
(they underestimate their ability to cope)
“If they leave me I will never recover”
Curiosity and confidence in their ability to cope
7) Lack of a sense of humor to keep perspective
If humor is used, it is sarcasm to undermine the gravity of the situation
Making jokes about getting fired
Uses humor to keep things in perspective
8) Belief associated with anger.
Oversensitivity to unintentional infringements
Road rage
“They cut me off intentionally”
Does emotional work
Gives people the benefit of the doubt
9) Excessive Pessimism
“Things have always been this way“
“There is nothing I can do”
“People are selfish”
Moderate optimism, not pollyannish
10) Pre-occupation with power and status
Emulation – keeping up appearances
Name-dropping
Fetishizing official titles
Is aware of, but not preoccupied with status and power
11) Glorification of in-group
Vilification of out- group
Nationalism
Racism – immigrants are taking our jobs
Critical of in-group
Welcoming of out-group
12) Authoritarian aggression
Towards minorities
“Spare the rod and spoil the child”
“These terrorists need to be taught a lesson”
Assertive, not aggressive
Sympathetic to minorities
13) Authoritarian submission
Excessive obedience and blind trust of authorities
German soldiers following orders
Cult participants following leaders
Critical of the authorities
14) Arrogant dismissive communication style
“You’re in no position to talk”
Open to what is strange or appears to be a problem
Following Elon Musk’s recent takeover of Twitter, the billionaire quickly laid off about 50 percent of the company’s staff, including members of human rights, safety and integrity teams, and thousands of outside contractors who moderate content in countries around the world, according to the watchdog group Free Press. Executives in charge of privacy and security resigned on November 10, and roughly 1,000 remaining employees followed.
Author and activist Thenmozhi Soundararajan wonders what human rights advocates would do if calls to violence erupt via Twitter in India, where Prime Minister Narendra Modi’s Hindu nationalist movement is stoking religious tension for political gain. “This is not again about hurt feelings for ‘fragile snowflakes,’ this is about direct calls to violence, and an American company is doing that,” Soundararajan told reporters on Monday. “I would assume there is no brand that wants to be linked to genocide.”
Protests erupted as India passed the Citizenship Amendment Act in December 2019, effectively denying full citizenship to Muslims across the country. Twitter struggled to prevent agitators from using the website during Delhi’s deadly riots in 2020, when observers accused India’s police state of complicity in what amounted to an anti-Muslim pogrom. Until recently, human rights groups and Indian civil society were working with Twitter moderators to update the site’s “slur list” after an existing list failed to adequately identify hate speech in the nation’s multiple languages and dialects. This years-long effort to prevent genocidal hate speech in India wasn’t perfect, but at least there was some layer of protection and Indian civil society was involved, according to Soundararajan. Now, former Twitter moderators who worked with civil society are no longer answering emails. Must they tag @ElonMusk in a tweet and wait?
Soundararajan, along with a global coalition of human rights groups and political dissidents, are calling on advertisers to “pause” ad buys on Twitter until Musk can “verifiably” show that his platform will not devolve into a cesspool of violent hate speech, or a tool for tyrants who would spy on their citizens and stifle dissent. Advertising is Twitter’s main revenue stream, and as of last week, at least 50 of the company’s top 100 advertisers had pulled ads from the platform. Companies are often “quiet quitting” to avoid being trolled by Musk’s followers, according to Free Press CEO Jessica J. González. Only a handful of firms issued public statements after dropping ads.
“Even before Musk took over, [Twitter] was dangerous for users, especially outside the U.S., where little moderation occurs,” González said in a press call on Monday, adding that Musk’s chaotic new policies are empowering hate groups and authoritarian politicians. “The U.S. has seen a sharp increase in hate speech, and that is in English. Imagine what users speaking other languages are experiencing.”
Facing global alarm and outrage, Musk recently tweeted a vague graph purporting to show that hate speech “impressions” on Twitter had dropped to “normal” levels after a spike, but the advocates who have worked with Twitter moderators across the world for years have every reason to be skeptical. They said the graph does not state whether the data on hate speech “impressions” was gathered in the U.S. or across the platform globally, and currently Twitter does not have the capacity to accurately measure hate speech — and crucially, the political and ethnic sentiments that fuel violence — on any sort of international level. Regulators in the European Union and countries such as Germany are watching closely. How did Musk compile the data now that a majority of his employees are gone? Independent researchers have documented a steep rise in hate speech on Twitter.
The mainstream media often focus on hate speech on Twitter emanating from the United States, where elections have been marred by misinformation and far right extremists conduct targeted harassment and mass killings, but violence and hate is a complex problem in dozens of countries representing the global majority. White nationalist groups promoting the racist “great replacement” conspiracy theory have used Twitter to network globally, for example. Twitter is also a crucial communications service for nations across Africa and Asia, where content moderation was already sparse and reliant on outside assistance from civil society before Musk sparked a mass exodus of contractors and employees.
“Facebook is harmful, but in our markets, they are doing a better job at listening and trying to work with people on the ground to institute these protective measures,” said Rosemary Ajayi, a lead researcher at Digital Africa Research Lab, who worked with Twitter’s team in Nigeria. Ajayi tracked content in Nigeria and other countries that clearly violated Twitter’s rules and how the company responded when the content was reported, an in many cases it took Twitter up to three months to respond, if moderators responded at all.
“How does that make sense during an election weekend, when you are responding three months later?” Ajayi said.
Working with a skeleton crew and facing massive potential revenue losses, Musk has simultaneously tried to calm advertisers while using his own Twitter account to spread misinformation, taunt critics, troll (or suspend the accounts of) public figures, and conduct “polls” over sweeping changes to the platform’s longstanding community standards. Advocates say Musk’s polls are arbitrary and likely compromised by bots and trolls.
Guided by his polls, Musk is reinstating accounts for users previously booted for violating violence and hate speech rules. Beneficiaries of the new policy include former President Donald Trump, who came under scrutiny for his role in the January 6 riot at the Capitol. Meanwhile, multiple anti-fascist accounts were suspended after Musk took over.
David Duke, a notorious white supremacist, was recently allowed back on Twitter before activists protested, according to Wendy Via, president of the Global Project Against Hate and Extremism. Via said the video taken by the perpetrator of the 2019 mass shooting at a mosque in Christchurch, New Zealand, was also recently removed from the platform after being re-posted by far right accounts, perhaps to test the waters of moderation under Musk.
“The video of the shooting [was] once again freely circulating on Twitter — it was reported and removed, but given how the bad actors are working right now, it’s probably circulating as we speak,” Via told reporters on Monday. “We just got David Duke off; imagine if [Musk] allows all of these people come back?”
Advocates beyond the U.S. say leaving Twitter altogether is simply not an option, especially in lower-income countries where users rely on Twitter to communicate with each other and local officials during disasters and emergencies. Ajayi said most Americans would be shocked by the experience of Twitter users in Nigeria and other African nations. In the U.S., users are complaining about paying $8 a month to be “verified” by Twitter, which declares an account authentic with an iconic blue check. In Nigeria, Ajayi said, users will pay up to $5,000 on the black market for a verified account on Twitter and other platforms — and all the online power and influence it brings.
“I’m African, I am not leaving Twitter,” Ajayi said. “I need to be monitoring the bad actors, so I will be the last one there.”
British trade unions and a section of the broader labour movement have a military-shaped blind spot. When that blind spot is visible, we should all pay attention – accepting the militarist status quo is a major weakness. Militarism is anti-working class. It chews up generations of young people in wars, it allows for massive defence budgets which would be better spent on human needs, and it normalises state violence as a way of resolving problems.
The big British trade unions are, of course, status quo organisations. They are often conservative and aim to tweak the economy a little, rather than ending the extractive violence of capitalism. Some go as far as campaigning for defence spending hikes. In effect, this is lobbying for the arms industry.
The Queen’s death
Recently, the RMT – which is doing great work in other areas – backed down on a strike day following the death of the Queen. Fair play, some may feel. We don’t want to lose support. In fact, RMT general secretary Mick Lynch himself explained at The World Transformed in Liverpool in October 2022:
We cancelled the strikes because many of our members would want to do that.
He told the audience that he himself was from an Irish Republican background, but that many RMT members were ex-military and liked the queen.
This is an example of what we might call militarist realism. Supporting or avoiding conflict with militarist ideology because there might be a backlash. Just because militarism is a force in British politics, doesn’t mean we can just skip over it to save hassle. Socialists should openly and confidently oppose militarism (and right-wing nationalism) wherever they find it.
The British Legion
More recently, the RMT has come into conflict with the Royal British Legion (RBL). The Legion is the most monolithic of the military charities. Despite claims to the contrary, the Legion has embodied right-wing, establishment politics from its foundation in the early 1920s.
One of the main figures associated with it was field marshal Haig, known as the ‘Butcher of the Somme’ because of the massive death toll of his WW1 battles. As I explained in my book, Veteranhood: Hope and Rage in British Ex-Military Life, the Legion was a bulwark against radical working class politics. Haig wanted veterans of WW1 “back under their officers” – not engaged with the left-wing politics of the day.
One trade union leader of the time called the Legion “Haig’s White Guards” after the anti-Bolshevik forces fighting to crush the Russian Revolution. Elements within the Legion also wanted to help break the 1926 General Strike. And, as I reported in Veteranhood, the legion tried to have jobs performed by foreign and women workers given to veterans. So, the British Legion has always been a right-wing organisation.
RMT vs the Legion
On 21 October, the Legion announced that Poppy Day would not go ahead because of an RMT strike set for 3 November. Poppy Day is used to fundraise for the Legion ahead of Remembrance Day. The Legion complained that up to £1m in donations could be lost:
This from a charity which is, in effect, a large corporation. Figures from a 2019 report suggest the Legion had an income of over £160m, with reserves of £70m last year.
The Legion announcement saw far-right and Tory twitter condemn the RMT. But the RMT quickly offered to have the charity collectors on the pickets alongside striking workers:
This is such a shame @PoppyLegion as an alternative to cancelling London Poppy Day, we would love you to stand shoulder to shoulder with @RMTunion members on our picket lines and collect alongside us? #PoppyAppealhttps://t.co/0htUgZa5wq
The RMT eventually backed down, announcing the strike would go ahead on 9 October instead:
RMT update on national rail strike days Having been made aware of Royal British Legion @PoppyLegion London Poppy day on November 3rd, @RMTunion NEC has decided to re-arrange strike action for the 9th.https://t.co/dYQE5VBwyz
Moving a strike by a few days to avoid some negative headlines is not necessarily massively damaging to trade union’s aim. It is also true that the tendency to defer to the sacred cows of British national identity – the royals and the military – is a road to nowhere.
In the end, you can be for workers or you can be for militarism and monarchy – you cannot be for both. It is the job of the left to question and critique these institutions. This starts from the political position that militarism divides and harms workers at home and abroad.
AMLO has performed a tightrope walk as president, balancing the opposing tendencies of populism: the extension of democracy and the strengthening of personal leadership. Has he begun to wobble?
President Joe Biden spoke 6,500 words during his State of the Union speech Tuesday night, but not one of them acknowledged the dangers of nuclear war that have spiked upward during the last decade and even more steeply in recent days. The militarism that Martin Luther King Jr. warned us about has been spiraling toward its ultimate destination in the nuclear era — a global holocaust that would likely extinguish almost all human life on Earth.
In the midst of this reality, leaders of the world’s two nuclear superpowers continue to fail — and betray — humanity.
In the stark light of March 2022, Albert Einstein’s outlook 75 years ago about the release of atomic energy has never been more prescient or more urgent: “This basic power of the universe cannot be fitted into the outmoded concept of narrow nationalisms. For there is no secret and there is no defense, there is no possibility of control except through the aroused understanding and insistence of the peoples of the world.”
The phrase “narrow nationalisms” aptly describes the nuclear-weapons policies of the United States and Russia. They have been engaged in a dance of death with foreseeable human consequences on a scale that none of us can truly fathom.
Einstein expressed a belief that “an informed citizenry will act for life and not death.” But the dire nuclear trends have been enabled by citizenry uninformed and inactive.
Twenty years ago, the George W. Bush administration withdrew from the Anti-Ballistic Missile (ABM) Treaty. Despite his promising rhetoric, President Barack Obama plunged ahead to begin a $1.7 trillion program for further developing the U.S. nuclear arsenal under the euphemism of “modernization.” President Donald Trump pulled the United States out of the Intermediate-Range Nuclear Forces (INF) Treaty, which had removed an entire category of missiles from Europe since the late 1980s — largely as a result of the international movement against nuclear weapons.
By killing the ABM and INF agreements, the U.S. government pushed the world further away from nuclear arms control, let alone disarmament. And by insisting on expansion of the North Atlantic Treaty Organization (NATO) to Russia’s borders — and in recent months continuing to insist that Ukrainian membership in NATO should stay on the table — the United States ignored Russia’s longstanding and reasonable concerns about NATO expansion.
Placement of ABM systems in Poland and Romania, touted as defensive, gave NATO the capacity to retrofit those systems with offensive cruise missiles. Overall, NATO’s claims of being a “defensive” alliance have been undercut by three decades of broken promises, as well as intensive war operations in Serbia, Afghanistan and Libya.
Russia has its own military-industrial complex and nationalistic fervor. The duplicity and provocations by the United States and its NATO allies do not in the slightest justify the invasion of Ukraine that Russia launched a week ago. Russia is now on a murderous killing spree no less abhorrent than what occurred from the U.S. invasions of Afghanistan and Iraq.
Right now, an overarching truth remains to be faced and acted upon: The nuclear superpowers have dragged humanity to a precipice of omnicide. The invasion of Ukraine is the latest move in that direction.
Last week, the extreme recklessness of Russian President Vladimir Putin’s not-so-veiled threat to use nuclear weapons was an indication of just how dangerous the Ukraine conflict has gotten — for everyone, everywhere. Passivity will get us nowhere. In the U.S., supporting antiwar protests and demanding real diplomacy while organizing for peace is essential.
“However soon the war ends, its effects on the European security order and the world will be and already are profound,” San Francisco State University scholar Andrei Tsygankov wrote days ago. “In addition to human suffering and devastation, the European continent is entering a new era of social and political divisions comparable to those of the Cold War. The possibility of further escalation is now closer than ever. Instead of building an inclusive and just international order, Russia and most European nations will now rely mainly on nuclear weapons and military preparations for their security.”
Any “conventional” war that puts Russia and the United States in even indirect conflict has the very real potential of being a tripwire that could set off an exchange of nuclear missiles. Heightened tensions lead to fatigue, paranoia and greater likelihood of mistaking a false alarm for the real thing. This is especially dangerous because of land-based Intercontinental Ballistic Missiles (ICBMs), which are uniquely vulnerable to attack and therefore are on hair-trigger, “launch on warning” alert.
“First and foremost,” former Defense Secretary William Perry wrote in 2016, “the United States can safely phase out its land-based intercontinental ballistic missile force, a key facet of Cold War nuclear policy. Retiring the ICBMs would save considerable costs, but it isn’t only budgets that would benefit. These missiles are some of the most dangerous weapons in the world. They could even trigger an accidental nuclear war.” As Daniel Ellsberg and I wrote in The Nation last fall, “Contrary to uninformed assumptions, discarding all ICBMs could be accomplished unilaterally by the United States with no downside. Even if Russia chose not to follow suit, dismantling the potentially cataclysmic land-based missiles would make the world safer for everyone on the planet.”
But we’re not hearing anything from Congress or the White House about taking steps to reduce the chances of nuclear war. Instead, we’re hearing jacked-up rhetoric about confronting Russia. It’s all too clear that responsible leadership will not come from official Washington; it must come from grassroots activism with determined organizing and political pressure.
“I refuse to accept the cynical notion that nation after nation must spiral down a militaristic stairway into the hell of thermonuclear destruction,” Dr. King said as he accepted the Nobel Peace Prize in 1964. “I believe that even amid today’s mortar bursts and whining bullets, there is still hope for a brighter tomorrow.”
Thirty years since the collapse of the Soviet Union and the end of the Cold War the promised peace and harmony has been illusive, writes William Briggs.
Poppy Mania is back. And the Remembrance 2021 entries are no less eye-catching (or deranged) than in previous years. We’ve got poppy ghost weddings, nationalist knitting and commemorative caravans.
So come this way to the Armistice House of Horrors!
First up, sharp-eyed Twitter user Mic Wright caught sight of a whole Daily Mail spread on the eerie knitted effigies of military things which now haunt Normal Island:
Every year, War Christmas gets more unhinged.
“Could there be a more loving way of saying: We wool [sic] remember them?”
Not to be outdone, someone in Brighton ‘poppified’ the tower of the local zipwire. Okay, mate. Yeah. Nice that. Because this is how the over 57,000 casualties at the first day of the Somme saw this going:
And in between debates about getting their mates off corruption charges… cough, I mean… rounds of normal parliamentary business, some MPs topped up their patriotism by riding poppy cycles. So here is Esther McVey getting some miles in:
— Industry and Parliament Trust (@indparltrust) November 3, 2021
Sainsbury’s death nuptials
An early contender for bonkers Remembrance display of the year must go to the poppy ghost wedding spotted at a Sainsbury’s somewhere.
Because nothing says ‘respect the troops’ like seeing a mannequin in an American uniform marrying his weird headless spectral bride. And who wouldn’t want to see this as you pop into Sainsbury’s for a packet of Hobnobs and some Rizla?:
Popped in for a pint of milk and ended up at a ghost wedding for are troops x pic.twitter.com/he1gZQTeau
Not to be beaten, supermarket rival Tesco appeared to have created a human/poppy hybrid as part of their bid to recruit drivers. Because nothing says I love the troops like a nostalgist triffid-looking thing:
Tesco in Portsmouth is recruiting drivers. Must have responsible attitude, clean driving license, and giant Poppy instead of a head. pic.twitter.com/aloOhSKfoV
And a special mention must go to whoever spent this much time and money covering their camper vans in stickers of poppies, ghostly soldiers and Halifax bombers. Points for effort, if not exactly style:
It will reassure everyone to know that Remembrance continues to be the incredibly serious and sombre occasion it was meant to be. And that has not been remotely derailed by poppy-signalling nationalism. Because that would be weird. Yeah. See you all next year.